AMERICAN
BOOKSELLERS ASSOCIATION, INC., et al., Plaintiffs‑Appellees,
v.
William H.
HUDNUT, III, Mayor, City of Indianapolis, et al., Defendants‑
Appellants.
No. 84‑3147.
United States Court of Appeals,
Seventh Circuit.
Argued June 4, 1985.
Decided Aug. 27, 1985.
Rehearing and Rehearing En Banc Denied Sept. 20, 1985.
An action was
brought challenging constitutionality of an Indianapolis pornography
ordinance. The United States District
Court for the Southern District of Indiana, 598 F.Supp. 1316, Sarah Evans
Barker, J., ruled the ordinance unconstitutional, and appeal was taken. The Court of Appeals, Easterbrook, Circuit
Judge, held that definition of word "pornography" as graphic sexually
explicit subordination of women, whether in pictures or in words, in an
ordinance, which did not refer to the prurient interests, to offensiveness, or
to the standards of the community and which also demanded attention to
particular depictions and not to the work judged as a whole, was
unconstitutional; furthermore, since
definition was unconstitutional, prohibitions against trafficking in
pornography, coercing others into performing in pornographic works, or forcing
pornography on anyone as well as provision authorizing a right of action
against maker or seller by anyone injured by someone who has seen or read
pornography were also unconstitutional.
Affirmed.
Swygert, Senior
Circuit Judge, filed concurring opinion.
Before CUDAHY and EASTERBROOK, Circuit Judges, and SWYGERT,
Senior Circuit Judge.
EASTERBROOK,
Circuit Judge.
Indianapolis
enacted an ordinance defining "pornography" as a practice that
discriminates against women.
"Pornography" is to be redressed through the administrative
and judicial methods used for other discrimination. The City's definition of "pornography" is considerably
different from "obscenity," which the Supreme Court has held is not
protected by the First Amendment.
[1] To be
"obscene" under Miller v. California, 413 U.S. 15, 93 S.Ct. 2607, 37
L.Ed.2d 419 (1973), "a publication must, taken as a whole, appeal to the
prurient interest, must contain patently offensive depictions or descriptions
of specified sexual conduct, and on the whole have no serious literary,
artistic, political, or scientific value." Brockett v. Spokane Arcades, Inc., 472 U.S. 491, 105 S.Ct. 2794,
2800, 86 L.Ed.2d 394 (1985). Offensiveness must be assessed under the standards
of the community. Both offensiveness
and an appeal to something other than "normal, healthy sexual
desires" (Brockett, supra, 105 S.Ct. at 2799) are essential elements of
"obscenity."
"Pornography" under the ordinance is "the graphic
sexually explicit subordination of women, whether in pictures or in words, that
also includes one or more of the following:
(1) Women are
presented as sexual objects who enjoy pain or humiliation; or
(2) Women are presented as sexual objects who experience sexual pleasure
in being raped; or
(3) Women are presented as sexual objects tied up or cut up
or mutilated or bruised or physically hurt, or as dismembered or truncated or
fragmented or severed into body parts;
or
(4) Women are presented as being penetrated by objects or
animals; or
(5) Women are presented in scenarios of degradation,
injury, abasement, torture, shown as filthy or inferior, bleeding, bruised, or
hurt in a context that makes these conditions sexual; or
(6) Women are presented as sexual objects for domination,
conquest, violation, exploitation, possession, or use, or through postures or
positions of servility or submission or display."
Indianapolis Code §
16‑3(q). The statute provides
that the "use of men, children, or transsexuals in the place of women in
paragraphs (1) through (6) above shall also constitute pornography under this
section." The ordinance as passed
in April 1984 defined "sexually explicit" to mean actual or simulated
intercourse or the uncovered exhibition of the genitals, buttocks or anus. An amendment in June 1984 deleted this provision,
leaving the term undefined.
The Indianapolis
ordinance does not refer to the prurient interest, to offensiveness, or to the
standards of the community. It *325 demands attention to particular
depictions, not to the work judged as a whole.
It is irrelevant under the ordinance whether the work has literary,
artistic, political, or scientific value.
The City and many amici point to these omissions as virtues. They maintain that pornography influences
attitudes, and the statute is a way to alter the socialization of men and women
rather than to vindicate community standards of offensiveness. And as one of the principal drafters of the
ordinance has asserted, "if a woman is subjected, why should it matter
that the work has other value?"
Catharine A. MacKinnon, Pornography, Civil Rights, and Speech, 20
Harv.Civ.Rts.‑‑Civ.Lib.L.Rev. 1, 21 (1985).
Civil rights groups
and feminists have entered this case as amici on both sides. Those supporting the ordinance say that it
will play an important role in reducing the tendency of men to view women as
sexual objects, a tendency that leads to both unacceptable attitudes and
discrimination in the workplace and violence away from it. Those opposing the ordinance point out that
much radical feminist literature is explicit and depicts women in ways
forbidden by the ordinance and that the ordinance would reopen old
battles. It is unclear how Indianapolis
would treat works from James Joyce's Ulysses to Homer's Iliad; both depict women as submissive objects for
conquest and domination.
We do not try to
balance the arguments for and against an ordinance such as this. The ordinance discriminates on the ground of
the content of the speech. Speech treating women in the approved way‑‑in
sexual encounters "premised on equality" (MacKinnon, supra, at 22)‑‑is
lawful no matter how sexually explicit.
Speech treating women in the disapproved way‑‑as submissive
in matters sexual or as enjoying humiliation‑‑is unlawful no matter
how significant the literary, artistic, or political qualities of the work
taken as a whole. The state may not
ordain preferred viewpoints in this way.
The Constitution forbids the state to declare one perspective right and
silence opponents.
I
The ordinance
contains four prohibitions. People may
not "traffic" in pornography, "coerce" others into
performing in pornographic works, or "force" pornography on
anyone. Anyone injured by someone who
has seen or read pornography has a right of action against the maker or seller.
Trafficking is
defined in § 16‑3(g)(4) as the "production, sale, exhibition, or
distribution of pornography." The
offense excludes exhibition in a public or educational library, but a
"special display" in a library may be sex discrimination. Section 16‑3(g)(4)(C) provides that
the trafficking paragraph "shall not be construed to make isolated
passages or isolated parts actionable."
"Coercion into
pornographic performance" is defined in § 16‑3(g)(5) as "[c]oercing, intimidating or
fraudulently inducing any person ... into performing for
pornography...." The ordinance
specifies that proof of any of the following "shall not constitute a
defense: I. That the person is a woman; ... VI. That the person has previously posed
for sexually explicit pictures ... with anyone ...; ... VIII. That the person actually consented to a use of the
performance that is changed into pornography;
... IX. That the person knew that the purpose of the acts or events in
question was to make pornography; ...
XI. That the person signed a contract, or made statements affirming a
willingness to cooperate in the production of pornography; XII. That no physical force, threats, or
weapons were used in the making of the pornography; or XIII. That the person was paid or otherwise compensated."
"Forcing
pornography on a person," according to § 16‑3(g)(5), is the
"forcing of pornography on any woman, man, child, or transsexual in any
place of employment, in education, in a home, or in any public
place." The statute does not
define forcing, but one of its authors states that the definition reaches
pornography shown to medical students as part of their education *326 or given to language students for
translation. MacKinnon, supra, at 40‑41.
Section 16‑3(g)(7)
defines as a prohibited practice the "assault, physical attack, or injury
of any woman, man, child, or transsexual in a way that is directly caused by
specific pornography."
For purposes of all
four offenses, it is generally "not ... a defense that the respondent did
not know or intend that the materials were pornography...." Section 16‑3(g)(8). But the ordinance provides that damages are
unavailable in trafficking cases unless the complainant proves "that the
respondent knew or had reason to know that the materials were
pornography." It is a complete
defense to a trafficking case that all of the materials in question were
pornography only by virtue of category (6) of the definition of pornography. In
cases of assault caused by pornography, those who seek damages from "a
seller, exhibitor or distributor" must show that the defendant knew or had
reason to know of the material's status as pornography. By implication, those who seek damages from
an author need not show this.
A woman aggrieved
by trafficking in pornography may file a complaint "as a woman acting
against the subordination of women" with the office of equal
opportunity. Section 16‑17(b). A man, child, or transsexual also may
protest trafficking "but must prove injury in the same way that a woman is
injured...." Ibid. Subsection (a) also provides, however, that
"any person claiming to be aggrieved" by trafficking, coercion,
forcing, or assault may complain against the "perpetrators." We need not decide whether § 16‑17(b)
qualifies the right of action in § 16‑17(a).
The office
investigates and within 30 days makes a recommendation to a panel of the equal
opportunity advisory board. The panel
then decides whether there is reasonable cause to proceed (§ 16‑24(2))
and may refer the dispute to a conciliation conference or to a complaint adjudication
committee for a hearing (§§ 16‑24(3), 16‑26(a)). The committee uses the same procedures
ordinarily associated with civil rights litigation. It may make findings and enter orders, including both orders to
cease and desist and orders "to take further affirmative action ...
including but not limited to the power to restore complainant's
losses...." Section 16‑26(d). Either party may appeal the committee's
decision to the board, which reviews the record before the committee and may
modify its decision.
Under Indiana law
an administrative decision takes effect when rendered, unless a court issues a
stay. Ind.Stat. § 4‑22‑1‑13. The board's decisions are subject to review
in the ordinary course. Ind.Stat. § 4‑22‑1‑14. Judicial review in pornography cases is to
be de novo, Indianapolis Code § 16‑27(e), which provides a second
complete hearing. When the board finds
that a person has engaged in trafficking or that a seller, exhibitor, or
distributor is responsible for an assault, it must initiate judicial review of
its own decision, ibid., and the statute prohibits injunctive relief in these
cases in advance of the court's final decision. (This is unlike the usual procedure under state law, which
permits summary enforcement. Ind.Stat.
§§ 4‑22‑1‑18 and 4‑22‑1‑27.)
The district court
held the ordinance unconstitutional.
598 F.Supp. 1316
(S.D.Ind.1984). The court
concluded that the ordinance regulates speech rather than the conduct involved
in making pornography. The regulation
of speech could be justified, the court thought, only by a compelling interest
inreducing sex discrimination, an interest Indianapolis had not
established. The ordinance is also
vague and overbroad, the court believed, and establishes a prior restraint of
speech.
II
The plaintiffs are
a congeries of distributors and readers of books, magazines, and films. The American Booksellers Association
comprises about 5,200 bookstores and chains.
The Association for American Publishers includes most of the country's
publishers. Video Shack, Inc., sells
and rents video cassettes in Indianapolis.
Kelly Bentley, a resident of Indianapolis, reads *327 books and watches films.
There are many more plaintiffs.
Collectively the plaintiffs (or their members, whose interests they
represent) make, sell, or read just about every kind of material that could be
affected by the ordinance, from hard‑core films to W.B. Yeats's poem
"Leda and the Swan" (from the myth of Zeus in the form of a swan
impregnating an apparently subordinate Leda), to the collected works of James
Joyce, D.H. Lawrence, and John Cleland.
[2] The interests
of Bentley and many of the members of the organizational plaintiffs are
directly affected by the ordinance, which gives them standing to attack
it. Buckley v. Valeo, 424 U.S. 1, 11‑12
& n. 10, 96 S.Ct. 612, 630‑31 & n. 10, 46 L.Ed.2d 659
(1976). There is no need to invoke the
special standing rules applicable to overbroad laws that affect speech, see
Schad v. Borough of Mount Ephraim, 452 U.S. 61, 101 S.Ct. 2176, 68 L.Ed.2d 671
(1981); Henry P. Monaghan, Overbreadth,
1981 Sup.Ct.Rev. 1.
[3][4] The district
court prevented the ordinance from taking effect. The expedition with which this suit was filed raises questions of
ripeness and abstention. Ripeness is a
prudential question, see Buckley, supra, 424 U.S. at 13‑18, 96 S.Ct. at
631‑34; Thomas v. Union Carbide
Agricultural Products Co., 473 U.S. 568, 105 S.Ct. 3325, 3332‑34, 87
L.Ed.2d 409 (1985). A case is not ripe
if the issues are still poorly formed or the application of the statute is
uncertain. A challenge may be ripe,
however, even when the statute is not yet effective. Entertainment Concepts, Inc. v. Maciejewski, 631 F.2d 497, 500
(7th Cir.1980), cert. denied, 450 U.S. 919, 101 S.Ct. 1366, 67 L.Ed.2d 346
(1981). The statute challenged in
Pierce v. Society of Sisters, 268 U.S. 510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925),
had an effective date two years in the future, yet the Court found the suit
ripe. Here, as in Pierce, the dispute
may be resolved without reference to the administration of the statute. We gain nothing by waiting. Time would take a toll, however, on the
speech of the parties subject to the act.
They must take special care not to release material that might be deemed
pornographic, for that material could lead to awards of damages. Deferred adjudication would produce tempered
speech without assisting in resolution of the controversy.
It is also
inappropriate to abstain under Railroad Commission v. Pullman Co., 312 U.S.
496, 61 S.Ct. 643, 85 L.Ed. 971 (1941).
Abstention is appropriate when state courts may clarify the meaning of a
statute, thus sharpening the constitutional dispute and perhaps preventing an
unnecessary constitutional adjudication.
This statute, however, is all too clear. Cf. Mazanec v. North Judson‑‑San Pierre School Corp.,
763 F.2d 845, 848 (7th Cir.1985). A
state court could not construe this ordinance as an "ordinary"
obscenity law; another law serves that
function. Ind.Stat. § 35‑49‑1‑1
et seq. It is designed to be
distinctively different, to prohibit explicitly sexual speech that
"subordinates" women in specified ways. If abstention was unnecessary in Brockett, despite the argument
(which convinced the Chief Justice and Justices Rehnquist and O'Connor, see 105
S.Ct. at 2804‑05) that a state court could save the statute by excising
or construing a single element of the definition of obscenity, it surely is
unnecessary here, for it is the structure of the statute rather than the
meaning of any one of its terms that leads to the constitutional problem.
III
[5] "If there
is any fixed star in our constitutional constellation, it is that no official,
high or petty, can prescribe what shall be orthodox in politics, nationalism,
religion, or other matters of opinion or force citizens to confess by word or
act their faith therein." West
Virginia State Board of Education v. Barnette, 319 U.S. 624, 642, 63 S.Ct.
1178, 1187, 87 L.Ed. 1628 (1943). Under
the First Amendment the government must leave to the people the evaluation of
ideas. Bald or subtle, an idea is as
powerful as the audience allows it to
*328 be. A belief may be pernicious‑‑the
beliefs of Nazis led to the death of millions, those of the Klan to the
repression of millions. A pernicious
belief may prevail. Totalitarian
governments today rule much of the planet, practicing suppression of billions
and spreading dogma that may enslave others.
One of the things that separates our society from theirs is our absolute
right to propagate opinions that the government finds wrong or even hateful.
The ideas of the
Klan may be propagated. Brandenburg v.
Ohio, 395 U.S. 444, 89 S.Ct. 1827, 23 L.Ed.2d 430 (1969). Communists may speak freely and run for
office. DeJonge v. Oregon, 299 U.S.
353, 57 S.Ct. 255, 81 L.Ed. 278 (1937).
The Nazi Party may march through a city with a large Jewish population. Collin v. Smith, 578 F.2d 1197 (7th Cir.),
cert. denied, 439 U.S. 916, 99 S.Ct. 291, 58 L.Ed.2d 264 (1978). People may criticize the President by
misrepresenting his positions, and they have a right to post their
misrepresentations on public property.
Lebron v. Washington Metropolitan Area Transit Authority, 749 F.2d 893
(D.C.Cir.1984) (Bork, J.). People may
teach religions that others despise.
People may seek to repeal laws guaranteeing equal opportunity in
employment or to revoke the constitutional amendments granting the vote to
blacks and women. They may do this
because "above all else, the First Amendment means that government has no
power to restrict expression because of its message [or] its
ideas...." Police Department v.
Mosley, 408 U.S. 92, 95, 92 S.Ct. 2286, 2290, 33 L.Ed.2d 212 (1972). See also Geoffrey R. Stone, Content Regulation
and the First Amendment, 25 William & Mary L.Rev. 189 (1983); Paul B. Stephan, The First Amendment and
Content Discrimination, 68 Va.L.Rev. 203, 233‑36 (1982).
Under the ordinance
graphic sexually explicit speech is "pornography" or not depending on
the perspective the author adopts.
Speech that "subordinates" women and also, for example,
presents women as enjoying pain, humiliation, or rape, or even simply presents
women in "positions of servility or submission or display" is
forbidden, no matter how great the literary or political value of the work
taken as a whole. Speech that portrays
women in positions of equality is lawful, no matter how graphic the sexual
content. This is thought control. It
establishes an "approved" view of women, of how they may react to
sexual encounters, of how the sexes may relate to each other. Those who espouse the approved view may use
sexual images; those who do not, may
not.
Indianapolis
justifies the ordinance on the ground that pornography affects thoughts. Men who see women depicted as subordinate
are more likely to treat them so.
Pornography is an aspect of dominance. [FN1] It does not persuade people so much as change them. It works by socializing, by establishing the
expected and the permissible. In this
view pornography is not an idea; pornography is the injury.
FN1. "Pornography
constructs what a woman is in terms of its view of what men want
sexually.... Pornography's world of
equality is a harmonious and balanced
place. Men and women are perfectly
complementary and perfectly bipolar....
All the ways men love to takeand violate women, women love to be taken
and violated.... What pornography does
goes beyond its content: It eroticizes hierarchy, it sexualizes
inequality. It makes dominance and
submission sex. Inequality is its
central dynamic; the illusion of
freedom coming together with the reality of force is central to its
working.... [P]orgraphy is neither
harmless fantasy nor a corrupt and confused misrepresentation of an otherwise
neutral and healthy sexual situation.
It institutionalizes the sexuality of male supremacy, fusing the
erotization of dominance and submission with the social construction of male
and female.... Men treat women as who
they see women as being. Pornography constructs who that is. Men's power over women means that the way
men see women defines who women can be.
Pornography ... is a sexual reality." MacKinnon, supra, at 17‑18 (note omitted, emphasis in
original). See also Andrea Dworkin,
Pornography: Men Possessing Women
(1981). A national commission in Canada
recently adopted a similar rationale for controlling pornography. Special Commission on Pornography and
Prostitution, 1 Pornography and Prostitution in Canada 49‑59 (Canadian
Government Publishing Centre 1985).
There is much to this perspective. Beliefs are also facts.
People often act in *329
accordance with the images and patterns they find around them. People raised in
a religion tend to accept the tenets of that religion, often without
independent examination. People taught
from birth that black people are fit only for slavery rarely rebelled against
that creed; beliefs coupled with the
self‑interest of the masters established a social structure that
inflicted great harm while enduring for centuries. Words and images act at the level of the subconscious before they
persuade at the level of the conscious. Even the truth has little chance unless
a statement fits within the framework of beliefs that may never have been
subjected to rational study.
Therefore we accept the premises of this legislation. Depictions of subordination tend to
perpetuate subordination. The
subordinate status of women in turn leads to affront and lower pay at work,
insult and injury at home, battery and rape on the streets. [FN2] In the language of the legislature,
"[p]ornography is central in creating and maintaining sex as a basis of
discrimination. Pornography is a
systematic practice of exploitation and subordination based on sex which
differentially harms women. The bigotry
and contempt it produces, with the acts of aggression it fosters, harm women's
opportunities for equality and rights [of all kinds]." Indianapolis Code § 16‑ 1(a)(2).
FN2. MacKinnon's
article collects empirical work that supports this proposition. The
social science studies are very difficult to interpret, however, and they
conflict. Because much of the effect of
speech comes through a process of socialization, it is difficult to measure
incremental benefits and injuries caused by particular speech. Several psychologists have found, for
example, that those who see violent, sexually explicit films tend to have more
violent thoughts. But how often does
this lead to actual violence? National
commissions on obscenity here, in the United Kingdom, and in Canada have found
that it is not possible to demonstrate a direct link between obscenity and rape
or exhibitionism. The several opinions
in Miller v. California discuss the U.S. commission. See also Report of the Committee on Obscenity and Film Censorship
61‑95 (Home Office, Her Majesty's Stationery Office, 1979); Special Committee on Pornography and
Prostitution, 1 Pornography and Prostitution in Canada 71‑ 73, 95‑103
(Canadian Government Publishing Centre 1985).
In saying that we accept the finding that pornography as the ordinance
defines it leads to unhappy consequences, we mean only that there is evidence
to this effect, that this evidence is consistent with much human experience,
and that as judges we must accept the legislative resolution of such disputed
empirical questions. See Gregg v.
Georgia, 428 U.S. 153, 184‑87, 96 S.Ct. 2909, 2930‑31, 49 L.Ed.2d
859 (1976) (opinion of Stewart, Powell, and Stevens, JJ.).
Yet this simply demonstrates the power of pornography as
speech. All of these unhappy effects
depend on mental intermediation.
Pornography affects how people see the world, their fellows, and social
relations. If pornography is what
pornography does, so is other speech.
Hitler's orations affected how some Germans saw Jews. Communism is a world view, not simply a
Manifesto by Marx and Engels or a set of speeches. Efforts to suppress communist speech in the United States were
based on the belief that the public acceptability of such ideas would increase
the likelihood of totalitarian government.
Religions affect socialization in the most pervasive way. The opinion in Wisconsin v. Yoder, 406 U.S.
205, 92 S.Ct. 1526, 32 L.Ed.2d 15 (1972), shows how a religion can dominate an
entire approach to life, governing much more than the relation between the
sexes. Many people believe that the
existence of television, apart from the content of specific programs, leads to
intellectual laziness, to a penchant for violence, to many other ills. The Alien and Sedition Acts passed during
the administration of John Adams rested on a sincerely held belief that
disrespect for the government leads to social collapse and revolution‑‑a
belief with support in the history of many nations. Most governments of the world act on this empirical regularity,
suppressing critical speech. In the
United States, however, the strength of the support for this belief is
irrelevant. Seditious libel is protected speech unless the danger is not only
grave but also imminent. See New York
Times Co. v. Sullivan, 376 U.S. 254, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964); cf. Brandenburg v. Ohio, supra; New York
*330 Times Co. v. United States, 403 U.S. 713, 91 S.Ct. 2140, 29 L.Ed.2d
822 (1971).
Racial bigotry, anti‑semitism, violence on television,
reporters' biases‑‑ these and many more influence the culture and
shape our socialization. None is
directly answerable by more speech, unless that speech too finds its place in
the popular culture. Yet all is
protected as speech, however insidious.
Any other answer leaves the government in control of all of the
institutions of culture, the great censor and director of which thoughts are
good for us.
Sexual responses often are unthinking responses, and the
association of sexual arousal with the subordination of women therefore may
have a substantial effect. But almost
all cultural stimuli provoke unconscious responses. Religious ceremonies
condition their participants. Teachers
convey messages by selecting what not to cover; the implicit message about what is off limits or unthinkable may
be more powerful than the messages for which they present rational
argument. Television scripts contain
unarticulated assumptions. People may be conditioned in subtle ways. If the fact that speech plays a role in a
process of conditioning were enough to permit governmental regulation, that
would be the end of freedom of speech.
It is possible to interpret the claim that the pornography is the
harm in a different way. Indianapolis
emphasizes the injury that models in pornographic films and pictures may
suffer. The record contains materials
depicting sexual torture, penetration of women by red‑hot irons and the
like. These concerns have nothing to do
with written materials subject to the statute, and physical injury can occur
with or without the "subordination" of women. As we discuss in Part IV, a state may make
injury in the course of producing a film unlawful independent of the viewpoint
expressed in the film.
The more immediate point, however, is that the image of pain is
not necessarily pain. In Body Double, a
suspense film directed by Brian DePalma, a woman who has disrobed and presented
a sexually explicit display is murdered by an intruder with a drill. The drill runs through the woman's
body. The film is sexually explicit and
a murder occurs‑‑yet no one believes that the actress suffered pain
or died. In Barbarella a character
played by Jane Fonda is at times displayed in sexually explicit ways and at
times shown "bleeding, bruised, [and] hurt in a context that makes these
conditions sexual"‑‑and again no one believes that Fonda was
actually tortured to make the film. In
Carnal Knowledge a woman grovels to please the sexual whims of a character
played by Jack Nicholson; no one
believes that there was a real sexual submission, and the Supreme Court held
the film protected by the First Amendment.
Jenkins v. Georgia, 418 U.S. 153, 94 S.Ct. 2750, 41 L.Ed.2d 642
(1974). And this works both ways. The description of women's sexual domination
of men in Lysistrata was not real dominance.
Depictions may affect slavery, war, or sexual roles, but a book about slavery
is not itself slavery, or a book about death by poison a murder.
Much of Indianapolis's argument rests on the belief that when
speech is "unanswerable," and
the metaphor that there is a "marketplace of ideas" does not apply,
the First Amendment does not apply either.
The metaphor is honored;
Milton's Aeropagitica and John Stewart Mill's On Liberty defend freedom
of speech on the ground that the truth will prevail, and many of the most
important cases under the First Amendment recite this position. The Framers undoubtedly believed it. As a general matter it is true. But the Constitution does not make the
dominance of truth a necessary condition of freedom of speech. To say that it does would be to confuse an
outcome of free speech with a necessary condition for the application of the
amendment.
A power to limit speech on the ground that truth has not yet
prevailed and is not likely to prevail implies the power to declare truth. At some point the government must be able to
say (as Indianapolis has said):
"We know what the truth is, yet a *331 free exchange of speech has not driven out falsity, so that
we must now prohibit falsity." If
the government may declare the truth, why wait for the failure of speech? Under the First Amendment, however, there is
no such thing as a false idea, Gertz v. Robert Welch, Inc., 418 U.S. 323, 339,
94 S.Ct. 2997, 3006, 41 L.Ed.2d 789 (1974), so the government may not restrict
speech on the ground that in a free exchange truth is not yet dominant.
At any time, some speech is ahead in the game; the more numerous speakers prevail. Supporters of minority candidates may be
forever "excluded" from the political process because their
candidates never win, because few people believe their positions. This does not mean that freedom of speech
has failed.
The Supreme Court has rejected the position that speech must be
"effectively answerable" to be protected by the Constitution. For example, in Buckley v. Valeo, supra, 424
U.S. at 39‑54, 96 S.Ct. at 644‑51, the Court held unconstitutional
limitations on expenditures that were neutral with regard to the speakers'
opinions and designed to make it easier for one person to answer another's
speech. See also FEC v. National
Conservative PAC, 470 U.S. 480, 105 S.Ct. 1459, 84 L.Ed.2d 455 (1985). In Mills v. Alabama, 384 U.S. 214, 86 S.Ct.
1434, 16 L.Ed.2d 484 (1966), the Court held unconstitutional a statute
prohibiting editorials on election day‑‑a statute the state had
designed to prevent speech that came too late for answer. In cases from Eastern Railroad Presidents
Conference v. Noerr Motor Freight, Inc., 365 U.S. 127, 81 S.Ct. 523, 5 L.Ed.2d
464 (1961), through NAACP v. Claiborne Hardware Co., 458 U.S. 886, 102 S.Ct.
3409, 73 L.Ed.2d 1215 (1982), the Court has held that the First Amendment
protects political stratagems‑‑obtaining legislation through
underhanded ploys and outright fraud in Noerr, obtaining political and economic
ends through boycotts in Clairborne Hardware‑‑that may be beyond
effective correction through more speech.
We come, finally, to the argument that pornography is "low
value" speech, that it is enough like obscenity that Indianapolis may
prohibit it. Some cases hold that speech
far removed from politics and other subjects at the core of the Framers'
concerns may be subjected to special regulation. E.g., FCC v. Pacifica Foundation, 438 U.S. 726, 98 S.Ct. 3026, 57
L.Ed.2d 1073 (1978); Young v. American Mini Theatres, Inc., 427 U.S. 50, 67‑70,
96 S.Ct. 2440, 2450‑52, 49 L.Ed.2d 310 (1976) (plurality opinion); Chaplinsky v. New Hampshire, 315 U.S. 568,
571‑72, 62 S.Ct. 766, 768‑69, 86 L.Ed. 1031 (1942). These cases do
not sustain statutes that select among viewpoints, however. In Pacifica the FCC sought to keep vile
language off the air during certain times.
The Court held that it may; but
the Court would not have sustained a regulation prohibiting scatological
descriptions of Republicans but not scatological descriptions of Democrats, or
any other form of selection among viewpoints.
See Planned Parenthood Ass'n v. Chicago Transit Authority, 767 F.2d
1225, 1232‑33 (7th Cir.1985).
At all events, "pornography" is not low value speech
within the meaning of these cases.
Indianapolis seeks to prohibit certain speech because it believes this
speech influences social relations and politics on a grand scale, that it
controls attitudes at home and in the legislature. This precludes a characterization of the speech as low
value. True, pornography and obscenity
have sex in common. But Indianapolis
left out of its definition any reference to literary, artistic, political, or
scientific value. The ordinance applies
to graphic sexually explicit subordination in works great and small. [FN3] The Court sometimes balances *332 the value of speech against the
costs of its restriction, but it does this by category of speech and not by the
content of particular works. See John
Hart Ely, Flag Desecration: A Case
Study in the Roles of Categorization and Balancing in First Amendment Analysis,
88 Harv.L.Rev. 1482 (1975); Geoffrey R.
Stone, Restrictions of Speech Because of its Content: The Strange Case of Subject‑Matter Restrictions, 46
U.Chi.L.Rev. 81 (1978). Indianapolis
has created an approved point of view and so loses the support of these cases.
FN3.
Indianapolis briefly argues that Beauharnais v. Illinois, 343 U.S. 250, 72
S.Ct. 725, 96 L.Ed. 919 (1952), which allowed a state to penalize "group
libel," supports the ordinance. In
Collin v. Smith, supra, 578 F.2d at 1205, we concluded that cases such as New
York Times v. Sullivan had so washed away the foundations of Beauharnais that
it could not be considered authoritative.
If we are wrong in this, however, the case still does not support the
ordinance. It is not clear that
depicting women as subordinate in sexually explicit ways, even combined with a
depiction of pleasure in rape,
would fit within the definition of a group libel. The well received film Swept Away used explicit sex, plus taking
pleasure in rape, to make a political statement, not to defame. Work must be an insult or slur for its own
sake to come within the ambit of Beauharnais, and a work need not be scurrilous
at all to be "pornography" under the ordinance.
Any rationale we could imagine in support of
this ordinance could not be limited to sex discrimination. Free speech has been on balance an ally of
those seeking change. Governments that
want stasis start by restricting speech.
Culture is a powerful force of continuity; Indianapolis paints pornography as part of the culture of power. Change in any complex system ultimately
depends on the ability of outsiders to challenge accepted views and the
reigning institutions. Without a strong
guarantee of freedom of speech, there is no effective right to challenge what
is.
IV
The definition of "pornography" is
unconstitutional. No construction or
excision of particular terms could save it.
The offense of trafficking in pornography necessarily falls with the
definition. We express no view on the
district court's conclusions that the ordinance is vague and that it
establishes a prior restraint. Neither
is necessary to our judgment. We also
express no view on the argument presented by several amici that the ordinance
is itself a form of discrimination on account of sex.
Section 8 of the ordinance is a strong
severability clause, and Indianapolis asks that we parse the ordinance to save
what we can. If a court could do this
by surgical excision, this might be possible.
Zbaraz v. Hartigan, 763 F.2d 1532, 1545 (7th Cir.1985). But a federal court may not completely
reconstruct a local ordinance, and we conclude that nothing short of rewriting
could save anything.
The offense of coercion to engage in a
pornographic performance, for example, has elements that might be
constitutional. Without question a
state may prohibit fraud, trickery, or the use of force to induce people to
perform‑‑in pornographic films or in any other films. Such a statute may be written without regard
to the viewpoint depicted in the work.
New York v. Ferber, 458 U.S. 747, 102 S.Ct. 3348, 73 L.Ed.2d 1113
(1982), suggests that when a state has a strong interest in forbidding the
conduct that makes up a film (in Ferber sexual acts involving minors), it may
restrict or forbid dissemination of the film in order to reinforce the
prohibition of the conduct. A state may
apply such a rule to non‑sexual coercion (although it need not). We suppose that if someone forced a
prominent political figure, at gunpoint, to endorse a candidate for office, a
state could forbid the commercial sale of the film containing that coerced
endorsement. The same principle allows
a court to enjoin the publication of stolen trade secrets and award damages for
the publication of copyrighted matter without permission. See Harper & Row,
Publishers, Inc. v. Nation Enterprises, 471 U.S. 539, 105 S.Ct. 2218, 85
L.Ed.2d 588 (1985). Cf. Snepp v. United
States, 444 U.S. 507, 509 & n. 3, 100 S.Ct. 763, 765 & n. 3, 62 L.Ed.2d
704 (1980).
But the Indianapolis ordinance, unlike our
hypothetical statute, is not neutral with respect to viewpoint. The ban on distribution of works containing
coerced performances is limited to pornography; coercion is irrelevant if the work is not "pornography,"
and we have held the definition of "pornography" to be defective root
and branch. A legislature might replace
"pornography" *333 in § 16‑3(g)(4)
with "any film containing explicit sex" or some similar expression,
but even the broadest severability clause does not permit a federal court to
rewrite as opposed to excise. Rewriting
is work for the legislature of Indianapolis.
Cf. Stanton v. Stanton, 421 U.S. 7, 95 S.Ct. 1373, 43 L.Ed.2d 688
(1975); Califano v. Westcott, 443 U.S.
76, 99 S.Ct. 2655, 61 L.Ed.2d 382 (1979).
The offense of forcing pornography on
unwilling recipients is harder to assess.
Many kinds of forcing (such as giving texts to students for translation)
may themselves be protected speech.
Rowan v. Post Office, 397 U.S. 728, 90 S.Ct. 1484, 25 L.Ed.2d 736
(1970), shows that a state may permit people to insulate themselves from
categories of speech‑‑in Rowan sexual mail‑‑but that
the government must leave the decision about what items are forbidden in the
hands of the potentially offended recipients.
See Bolger v. Youngs Drug Products Corp., 463 U.S. 60, 103 S.Ct. 2875,
77 L.Ed.2d 469 (1983) (the government may not define for itself a category of
constitutionally protected but sexual speech that may not be mailed). Exposure to sex is not something the
government may prevent, see Erznoznik v. City of Jacksonville, 422 U.S. 205, 95
S.Ct. 2268, 45 L.Ed.2d 125 (1975). We
therefore could not save the offense of "forcing" by redefining
"pornography" as all sexually‑ offensive speech or some related
category. The statute needs a
definition of "forcing" that removes the government from the role of
censor. See also Planned Parenthood
Ass'n, supra, holding that the "captive audience" problem does not
permit a government to discriminate on account of the speaker's message.
The section creating remedies for injuries
and assaults attributable to pornography also is salvageable in principle,
although not by us. The First Amendment
does not prohibit redress of all injuries caused by speech. Injury to reputation is redressed through
the law of libel, which is constitutional subject to strict limitations. Cases such as Brandenburg v. Ohio and NAACP
v. Claiborne Hardware hold that a state may not penalize speech that does not
cause immediate injury. But we do not
doubt that if, immediately after the Klan's rally in Brandenburg, a mob had
burned to the ground the house of a nearby black person, that person could have
recovered damages from the speaker who whipped the crowd into a frenzy. All of the Justices assumed in Claiborne
Hardware that if the threats in Charles Evers's incendiary speech had been a
little less veiled and had led directly to an assault against a person shopping
in a store owned by a white merchant, the victim of the assault and even the
merchant could have recovered damages from the speaker.
The law of libel has the potential to muzzle
the press, which led to New York Times v. Sullivan. See also Ollman v. Evans, 750 F.2d 970, 994‑98
(D.C.Cir.1984) (en banc) (Bork, J., concurring). A law awarding damages for assaults caused by speech also has the
power to muzzle the press, and again courts would place careful limits on the
scope of the right. Certainly no
damages could be awarded unless the harm flowed directly from the speech and
there was an element of intent on the part of the speaker, as in Sullivan and
Brandenburg.
Much speech is dangerous. Chemists whose work might help someone build
a bomb, political theorists whose papers might start political movements that
lead to riots, speakers whose ideas attract violent protesters, all these and
more leave loss in their wake. Unless
the remedy is very closely confined, it could be more dangerous to speech than
all the libel judgments in history. The
constitutional requirements for a valid recovery for assault caused by speech
might turn out to be too rigorous for any plaintiff to meet. [FN4] But the Indianapolis ordinance requires the
complainant to show that the attack was
*334 "directly caused by specific pornography" (§ 16‑3(g)(7)
), and it is not beyond the realm of possibility that a state court could
construe this limitation in a way that would make the statute
constitutional. We are not authorized
to prevent the state from trying.
FN4. See, e.g., Zamora v. CBS, 480 F.Supp. 199
(S.D.Fla.1979), among the many cases concluding that particular plaintiffs
could not show a connection sufficiently direct to permit liability consistent
with the First Amendment.
Again, however, the
assault statute is tied to "pornography," and we cannot find a
sensible way to repair the defect without seizing power that belongs
elsewhere. Indianapolis might choose to
have no ordinance if it cannot be limited to viewpoint‑specific harms, or
it might choose to extend the scope to all speech, just as the law of libel
applies to all speech. An attempt to
repair this ordinance would be nothing but a blind guess.
No amount of
struggle with particular words and phrases in this ordinance can leave anything
in effect. The district court came to
the same conclusion. Its judgment is
therefore
AFFIRMED.
SWYGERT, Senior
Circuit Judge, concurring.
I concur in Parts
I, II, and III of the court's opinion except for the following strictures. Although raised in the district court,
neither ripeness nor abstention was made an issue on appeal. Given that fact, I believe both are pseudo‑issues
and this court need not treat them sua sponte.
True, some of the intervenors have discussed abstention in their
briefs; but we are without the benefit
of the views of the real parties at interest in this case on either issue. More importantly, a discussion and
resolution of these issues are quite unnecessary to the disposition of this
appeal.
I also believe that
the majority's questionable and broad assertions regarding how human behavior
can be conditioned by certain teachings and beliefs (see ante at 328 ‑
329, 330) are unnecessary. For even if
this court accepts the City of Indianapolis' basic contention that pornography
does condition unfavorable responses to women, the ordinance is still
unconstitutional.
As to Part IV of
the opinion, I agree that the ordinance is unconstitutional on first amendment
grounds and that there is no need to discuss vagueness or prior restraint. I do, however, disassociate myself from the
extensive statements with respect to how the Indianapolis City Council could
fashion an ordinance dealing with pornography that might pass constitutional
muster. Indianapolis has asked us to sever the ordinance and save those parts
that are not unconstitutional, if we can.
All then that this court is required to do is to rule that the ordinance
is not severable. Statements regarding
which portions of the ordinance may be constitutional are merely advisory and
are not the function of this court.