to dissenting opinion
LUMBARD, Circuit Judge:
Plaintiffs, a group of British writers and performers known as "Monty
Python," [FN1]
appeal from a denial by Judge Lasker in the Southern District of a preliminary
injunction to restrain the American Broadcasting Company (ABC) from broadcasting
edited versions of three separate programs originally written and performed
by Monty Python for broadcast by the British Broadcasting Corporation (BBC).
We agree with Judge Lasker that the appellants have demonstrated that the
excising done for ABC impairs the integrity of the original work. We further
find that the countervailing injuries that Judge Lasker found might have
accrued to ABC as a result of an injunction at a prior date no longer exist.
We therefore direct the issuance of a preliminary injunction by the district
court.
Since its formation in 1969, the Monty Python group has gained popularity
primarily through its thirty-minute television programs created for BBC
as part of a comedy series entitled "Monty Python's Flying Circus."
In accordance with an agreement between Monty Python and BBC, the group
writes and delivers to BBC scripts for use in the television series. This
scriptwriters' agreement recites in great detail the procedure to be followed
when any alterations are to be made in the script prior to recording of
the program.[FN2]
The essence of this section of the agreement is that, while BBC retains
final authority to make changes, appellants or their representatives exercise
optimum control over the scripts consistent with BBC's authority and only
minor changes may be made without prior consultation with the writers. Nothing
in the scriptwriters' agreement entitles BBC to alter a program once it
has been recorded. The agreement further provides that, subject to the terms
therein, the group retains all rights in the script.
Under the agreement, BBC may license the transmission of recordings of the
television programs in any overseas territory. The series has been broadcast
in this country primarily on non-commercial public broadcasting television
stations, although several of the programs have been broadcast on commercial
stations in Texas and Nevada. In each instance, the thirty-minute programs
have been broadcast as originally recorded and broadcast in England in their
entirety and without commercial interruption.
In October 1973, Time-Life Films acquired the right to distribute in the
United States certain BBC television programs, including the Monty Python
series. Time- Life was permitted to edit the programs only "for insertion
of commercials, applicable censorship or governmental . . . rules and regulations,
and National Association of Broadcasters and time segment requirements."
No similar clause was included in the scriptwriters' agreement between appellants
and BBC. Prior to this time, ABC had sought to acquire the right to broadcast
excerpts from various Monty Python programs in the spring of 1975, but the
group rejected the proposal for such a disjoined format. Thereafter, in
July 1975, ABC agreed with Time-Life to broadcast two ninety- minute specials
each comprising three thirty-minute Monty Python programs that had not previously
been shown in this country.
Correspondence between representatives of BBC and Monty Python reveals that
these parties assumed that ABC would broadcast each of the Monty Python
programs "in its entirety." On September 5, 1975, however, the
group's British representative inquired of BBC how ABC planned to show the
programs in their entirety if approximately 24 minutes of each 90 minute
program were to be devoted to commercials. BBC replied on September 12,
"we can only reassure you that ABC have decided to run the programmes
'back to back,' and that there is a firm undertaking not to segment them."
ABC broadcast the first of the specials on October 3, 1975. Appellants did
not see a tape of the program until late November and were allegedly "appalled"
at the discontinuity and "mutilation" that had resulted from the
editing done by Time-Life for ABC. Twenty-four minutes of the original 90
minutes of recording had been omitted. Some of the editing had been done
in order to make time for commercials; other material had been edited, according
to ABC, because the original programs contained offensive or obscene matter.
In early December, Monty Python learned that ABC planned to broadcast the
second special on December 26, 1975. The parties began negotiations concerning
editing of that program and a delay of the broadcast until Monty Python
could view it. These negotiations were futile, however, and on December
15 the group filed this action to enjoin the broadcast and for damages.
Following an evidentiary hearing, Judge Lasker found that "the plaintiffs
have established an impairment of the integrity of their work" which
"caused the film or program . . . to lose its iconoclastic verve."
According to Judge Lasker, "the damage that has been caused to the
plaintiffs is irreparable by its nature." Nevertheless, the judge denied
the motion for the preliminary injunction on the grounds that it was unclear
who owned the copyright in the programs produced by BBC from the scripts
written by Monty Python; that there was a question of whether Time-Life
and BBC were indispensable parties to the litigation; that ABC would suffer
significant financial loss if it were enjoined a week before the scheduled
broadcast; and that Monty Python had displayed a "somewhat disturbing
casualness" in their pursuance of the matter.
Judge Lasker granted Monty Python's request for more limited relief by requiring
ABC to broadcast a disclaimer during the December 26 special to the effect
that the group dissociated itself from the program because of the editing.
A panel of this court, however, granted a stay of that order until this
appeal could be heard and permitted ABC to broadcast, at the beginning of
the special, only the legend that the program had been edited by ABC. We
heard argument on April 13 and, at that time, enjoined ABC from any further
broadcast of edited Monty Python programs pending the decision of the court.
In determining the availability of injunctive relief at this early stage
of the proceedings, Judge Lasker properly considered the harm that would
inure to the plaintiffs if the injunction were denied, the harm that defendant
would suffer if the injunction were granted, and the likelihood that plaintiffs
would ultimately succeed on the merits. See Hamilton Watch Co. v. Benrus
Watch Co., 206 F.2d 738 (2d Cir. 1953). We direct the issuance of a preliminary
injunction because we find that all these factors weigh in favor of appellants.
There is nothing clearly erroneous in Judge Lasker's conclusion that any
injury suffered by appellants as a result of the broadcast of edited versions
of their programs was irreparable by its nature. ABC presented the appellants
with their first opportunity for broadcast to a nationwide network audience
in this country. If ABC adversely misrepresented the quality of Monty Python's
work, it is likely that many members of the audience, many of whom, by defendant's
admission, were previously unfamiliar with appellants, would not become
loyal followers of Monty Python productions. The subsequent injury to appellants'
theatrical reputation would imperil their ability to attract the large audience
necessary to the success of their venture. Such an injury to professional
reputation cannot be measured in monetary terms or recompensed by other
relief. See Coca-Cola Co. v. Gemini Rising, Inc., 346 F.Supp. 1183, 1189
(E.D.N.Y.1972); Estee Lauder, Inc. v. Watsky, 323 F.Supp. 1064, 1067 (S.D.N.Y.1970).
In contrast to the harm that Monty Python would suffer by a denial of the
preliminary injunction, Judge Lasker found that ABC's relationship with
its affiliates would be impaired by a grant of an injunction within a week
of the scheduled December 26 broadcast. The court also found that ABC and
its affiliates had advertised the program and had included it in listings
of forthcoming television programs that were distributed to the public.
Thus a last minute cancellation of the December 26 program, Judge Lasker
concluded, would injure defendant financially and in its reputation with
the public and its advertisers.
However valid these considerations may have been when the issue before the
court was whether a preliminary injunction should immediately precede the
broadcast, any injury to ABC is presently more speculative. No rebroadcast
of the edited specials has been scheduled and no advertising costs have
been incurred for the immediate future. Thus there is no danger that defendant's
relations with affiliates or the public will suffer irreparably if subsequent
broadcasts of the programs are enjoined pending a disposition of the issues.
We then reach the question whether there is a likelihood that appellants
will succeed on the merits. In concluding that there is a likelihood of
infringement here, we rely especially on the fact that the editing was substantial,
i. e., approximately 27 per cent of the original program was omitted, and
the editing contravened contractual provisions that limited the right to
edit Monty Python material. It should be emphasized that our discussion
of these matters refers only to such facts as have been developed upon the
hearing for a preliminary injunction. Modified or contrary findings may
become appropriate after a plenary trial.
Judge Lasker denied the preliminary injunction in part because he was unsure
of the ownership of the copyright in the recorded program. Appellants first
contend that the question of ownership is irrelevant because the recorded
program was merely a derivative work taken from the script in which they
hold the uncontested copyright. Thus, even if BBC owned the copyright in
the recorded program, its use of that work would be limited by the license
granted to BBC by Monty Python for use of the underlying script. We agree.
Section 7 of the Copyright Law, 17 U.S.C. s 7, provides in part that "adaptations,
arrangements, dramatizations . . . or other versions of . . . copyrighted
works when produced with the consent of the proprietor of the copyright
in such works . . . shall be regarded as new works subject to copyright
. . . ." Manifestly, the recorded program falls into this category
as a dramatization of the script,[FN3]
and thus the program was itself entitled to copyright protection. However,
section 7 limits the copyright protection of the derivative work, as works
adapted from previously existing scripts have become known, to the novel
additions made to the underlying work, Reyher v. Children's Television Workshop,
533 F.2d 87 (2d Cir. 1976), and the derivative work does not affect the
"force or validity" of the copyright in the matter from which
it is derived. See Grove Press, Inc. v. Greenleaf Publishing Co., 247 F.Supp.
518 (S.D.N.Y.1965). Thus, any ownership by BBC of the copyright in the recorded
program would not affect the scope or ownership of the copyright in the
underlying script.
Since the copyright in the underlying script survives intact despite the
incorporation of that work into a derivative work, one who uses the script,
even with the permission of the proprietor of the derivative work, may infringe
the underlying copyright. See Davis v. E. I. DuPont deNemours & Co.,
240 F.Supp. 612 (S.D.N.Y.1965) (defendants held to have infringed when they
obtained permission to use a screenplay in preparing a television script
but did not obtain permission of the author of the play upon which the screenplay
was based).
If the proprietor of the derivative work is licensed by the proprietor of
the copyright in the underlying work to vend or distribute the derivative
work to third parties, those parties will, of course, suffer no liability
for their use of the underlying work consistent with the license to the
proprietor of the derivative work. Obviously, it was just this type of arrangement
that was contemplated in this instance. The scriptwriters' agreement between
Monty Python and BBC specifically permitted the latter to license the transmission
of the recordings made by BBC to distributors such as Time-Life for broadcast
in overseas territories.
One who obtains permission to use a copyrighted script in the production
of a derivative work, however, may not exceed the specific purpose for which
permission was granted. Most of the decisions that have reached this conclusion
have dealt with the improper extension of the underlying work into media
or time, i. e., duration of the license, not covered by the grant of permission
to the derivative work proprietor.[FN4]
See Bartsch v. Metro- Goldwyn-Mayer, Inc., 391 F.2d 150 (2d Cir.), cert.
denied, 393 U.S. 826, 89 S.Ct. 86, 21 L.Ed.2d 96 (1968); G. Ricordi &
Co. v. Paramount Pictures Inc., 189 F.2d 469 (2d Cir.), cert. denied, 342
U.S. 849, 72 S.Ct. 77, 96 L.Ed. 641 (1951). Cf. Rice v. American Program
Bureau, 446 F.2d 685 (2d Cir. 1971). Appellants herein do not claim that
the broadcast by ABC violated media or time restrictions contained in the
license of the script to BBC. Rather, they claim that revisions in the script,
and ultimately in the program, could be made only after consultation with
Monty Python, and that ABC's broadcast of a program edited after recording
and without consultation with Monty Python exceeded the scope of any license
that BBC was entitled to grant.
The rationale for finding infringement when a licensee exceeds time or media
restrictions on his license the need to allow the proprietor of the underlying
copyright to control the method in which his work is presented to the public
applies equally to the situation in which a licensee makes an unauthorized
use of the underlying work by publishing it in a truncated version. Whether
intended to allow greater economic exploitation of the work, as in the media
and time cases, or to ensure that the copyright proprietor retains a veto
power over revisions desired for the derivative work, the ability of the
copyright holder to control his work remains paramount in our copyright
law. We find, therefore, that unauthorized editing of the underlying work,
if proven, would constitute an infringement of the copyright in that work
similar to any other use of a work that exceeded the license granted by
the proprietor of the copyright.
If the broadcast of an edited version of the Monty Python program infringed
the group's copyright in the script, ABC may obtain no solace from the fact
that editing was permitted in the agreements between BBC and Time-Life or
Time-Life and ABC. BBC was not entitled to make unilateral changes in the
script and was not specifically empowered to alter the recordings once made;
Monty Python, moreover, had reserved to itself any rights not granted to
BBC. Since a grantor may not convey greater rights than it owns, BBC's permission
to allow Time-Life, and hence ABC, to edit appears to have been a nullity.
See Hampton v. Paramount Pictures Corp., 279 F.2d 100 (9th Cir.), cert.
denied, 364 U.S. 882, 81 S.Ct. 170, 5 L.Ed.2d 103 (1970); Ilyin v. Avon
Publications, 144 F.Supp. 368, 372 (S.D.N.Y.1956).
ABC answers appellants' infringement argument with a series of contentions,
none of which seems meritorious at this stage of the litigation. The network
asserts that Monty Python's British representative, Jill Foster, knew that
ABC planned to exclude much of the original BBC program in the October 3
broadcast. ABC thus contends that by not previously objecting to this procedure,
Monty Python ratified BBC's authority to license others to edit the underlying
script.
Although the case of Ilyin v. Avon Publications, Inc., 144 F.Supp. 368,
373 (S.D.N.Y.1956), may be broadly read for the proposition that a holder
of a derivative copyright may obtain rights in the underlying work through
ratification, the conduct necessary to that conclusion has yet to be demonstrated
in this case.[FN5]
It is undisputed that appellants did not have actual notice of the cuts
in the October 3 broadcast until late November. Even if they are chargeable
with the knowledge of their British representative, it is not clear that
she had prior notice of the cuts or ratified the omissions, nor did Judge
Lasker make any finding on the question. While Foster, on September 5, did
question how ABC was to broadcast the entire program if it was going to
interpose 24 minutes of commercials, she received assurances from BBC that
the programs would not be "segmented." The fact that she knew
precisely the length of material that would have to be omitted to allow
for commercials does not prove that she ratified the deletions. This is
especially true in light of previous assurances that the program would contain
the original shows in their entirety. On the present record, it cannot be
said that there was any ratification of BBC's grant of editing rights. ABC,
of course, is entitled to attempt to prove otherwise during the trial on
the merits.
ABC next argues that under the "joint work" theory adopted in
Shapiro, Bernstein & Co. v. Jerry Vogel Music, Inc., 221 F.2d 569 (2d
Cir. 1955), the script produced by Monty Python and the program recorded
by BBC are symbiotic elements of a single production. Therefore, according
to ABC, each contributor possesses an undivided ownership of all copyrightable
elements in the final work and BBC could thus have licensed use of the script,
including editing, written by appellants.
The joint work theory as extended in Shapiro has been criticized as inequitable
unless "at the time of creation by the first author, the second author's
contribution (is envisaged) as an integrated part of a single work,"
and the first author intends that the final product be a joint work. See
1 M. Nimmer, Copyright ss 67-73. Furthermore, this court appears to have
receded from a broad application of the joint work doctrine where the contract
which leads to collaboration between authors indicates that one will retain
a superior interest. See Szekely v. Eagle Lion Films, Inc., 242 F.2d 266
(2d Cir.), cert. denied, 354 U.S. 922, 77 S.Ct. 1382, 1 L.Ed.2d 1437 (1957).
In the present case, the screenwriters' agreement between Monty Python and
BBC provides that the group is to retain all rights in the script not granted
in the agreement and that at some future point the group may license the
scripts for use on television to parties other than BBC. These provisions
suggest that the parties did not consider themselves joint authors of a
single work. This matter is subject to further exploration at the trial,
but in the present state of the record, it presents no bar to issuance of
a preliminary injunction.
Aside from the question of who owns the relevant copyrights, ABC asserts
that the contracts between appellants and BBC permit editing of the programs
for commercial television in the United States. ABC argues that the scriptwriters'
agreement allows appellants the right to participate in revisions of the
script only prior to the recording of the programs, and thus infers that
BBC had unrestricted authority to revise after that point. This argument,
however, proves too much. A reading of the contract seems to indicate that
Monty Python obtained control over editing the script only to ensure control
over the program recorded from that script.[FN6]
Since the scriptwriters' agreement explicitly retains for the group all
rights not granted by the contract, omission of any terms concerning alterations
in the program after recording must be read as reserving to appellants exclusive
authority for such revisions. [FN7]
Finally, ABC contends that appellants must have expected that deletions
would be made in the recordings to conform them for use on commercial television
in the United States. ABC argues that licensing in the United States implicitly
grants a license to insert commercials in a program and to remove offensive
or obscene material prior to broadcast. According to the network, appellants
should have anticipated that most of the excised material contained scatological
references inappropriate for American television and that these scenes would
be replaced with commercials, which presumably are more palatable to the
American public.
The proof adduced up to this point, however, provides no basis for finding
any implied consent to edit. Prior to the ABC broadcasts, Monty Python programs
had been broadcast on a regular basis by both commercial and public television
stations in this country without interruption or deletion. Indeed, there
is no evidence of any prior broadcast of edited Monty Python material in
the United States. These facts, combined with the persistent requests for
assurances by the group and its representatives that the programs would
be shown intact belie the argument that the group knew or should have known
that deletions and commercial interruptions were inevitable.
Several of the deletions made for ABC, such as elimination of the words
"hell" and "damn," seem inexplicable given today's standard
television fare.[FN8]
If, however, ABC honestly determined that the programs were obscene in substantial
part, it could have decided not to broadcast the specials at all, or it
could have attempted to reconcile its differences with appellants. The network
could not, however, free from a claim of infringement, broadcast in a substantially
altered form a program incorporating the script over which the group had
retained control.
Our resolution of these technical arguments serves to reinforce our initial
inclination that the copyright law should be used to recognize the important
role of the artist in our society and the need to encourage production and
dissemination of artistic works by providing adequate legal protection for
one who submits his work to the public. See Mazer v. Stein, 347 U.S. 201,
74 S.Ct. 460, 98 L.Ed. 630 (1954). We therefore conclude that there is a
substantial likelihood that, after a full trial, appellants will succeed
in proving infringement of their copyright by ABC's broadcast of edited
versions of Monty Python programs. In reaching this conclusion, however,
we need not accept appellants' assertion that any editing whatsoever would
constitute infringement. Courts have recognized that licensees are entitled
to some small degree of latitude in arranging the licensed work for presentation
to the public in a manner consistent with the licensee's style or standards. [FN9] See Stratchborneo
v. Arc. Music Corp., 357 F.Supp. 1393, 1405 (S.D.N.Y.1973); Preminger v.
Columbia Pictures Corp., 49 Misc.2d 363, 267 N.Y.S.2d 594 (Sup.Ct.), aff'd
25 App.Div.2d 830, 269 N.Y.S.2d 913 (1st Dept.), aff'd 18 N.Y.2d 659, 273
N.Y.S.2d 80, 219 N.E.2d 431 (1966). That privilege, however, does not extend
to the degree of editing that occurred here especially in light of contractual
provisions that limited the right to edit Monty Python material.
It also seems likely that appellants will succeed on the theory that,
regardless of the right ABC had to broadcast an edited program, the cuts
made constituted an actionable mutilation of Monty Python's work. This cause
of action, which seeks redress for deformation of an artist's work, finds
its roots in the continental concept of droit moral, or moral right, which
may generally be summarized as including the right of the artist to have
his work attributed to him in the form in which he created it. See 1 M.
Nimmer, supra, at s 110.1.
American copyright law, as presently written, does not recognize moral rights
or provide a cause of action for their violation, since the law seeks to
vindicate the economic, rather than the personal, rights of authors. Nevertheless,
the economic incentive for artistic and intellectual creation that serves
as the foundation for American copyright law, Goldstein v. California, 412
U.S. 546, 93 S.Ct. 2303, 37 L.Ed.2d 163 (1973); Mazer v. Stein, 347 U.S.
201, 74 S.Ct. 460, 98 L.Ed. 630 (1954), cannot be reconciled with the inability
of artists to obtain relief for mutilation or misrepresentation of their
work to the public on which the artists are financially dependent. Thus
courts have long granted relief for misrepresentation of an artist's work
by relying on theories outside the statutory law of copyright, such as contract
law, Granz v. Harris, 198 F.2d 585 (2d Cir. 1952) (substantial cutting of
original work constitutes misrepresentation), or the tort of unfair competition,
Prouty v. National Broadcasting Co., 26 F.Supp. 265 (D.Mass.1939). See Strauss,
The Moral Right of the Author 128-138, in Studies on Copyright (1963). Although
such decisions are clothed in terms of proprietary right in one's creation,
they also properly vindicate the author's personal right to prevent the
presentation of his work to the public in a distorted form. See Gardella
v. Log Cabin Products Co., 89 F.2d 891, 895-96 (2d Cir. 1937); Roeder, The
Doctrine of Moral Right, 53 Harv.L.Rev. 554, 568 (1940).
Here, the appellants claim that the editing done for ABC mutilated the original
work and that consequently the broadcast of those programs as the creation
of Monty Python violated the Lanham Act s 43(a), 15 U.S.C. s 1125(a). [FN10] This statute,
the federal counterpart to state unfair competition laws, has been invoked
to prevent misrepresentations that may injure plaintiff's business or personal
reputation, even where no registered trademark is concerned. See Mortellito
v. Nina of California, 335 F.Supp. 1288, 1294 (S.D.N.Y.1972). It is sufficient
to violate the Act that a representation of a product, although technically
true, creates a false impression of the product's origin. See Rich v. RCA
Corp., 390 F.Supp. 530 (S.D.N.Y.1975) (recent picture of plaintiff on cover
of album containing songs recorded in distant past held to be a false representation
that the songs were new); Geisel v. Poynter Products, Inc., 283 F.Supp.
261, 267 (S.D.N.Y.1968).
These cases cannot be distinguished from the situation in which a television
network broadcasts a program properly designated as having been written
and performed by a group, but which has been edited, without the writer's
consent, into a form that departs substantially from the original work.
"To deform his work is to present him to the public as the creator
of a work not his own, and thus makes him subject to criticism for work
he has not done." Roeder, supra, at 569. In such a case, it is the
writer or performer, rather than the network, who suffers the consequences
of the mutilation, for the public will have only the final product by which
to evaluate the work.[FN11]
Thus, an allegation that a defendant has presented to the public a "
garbled," Granz v. Harris, supra (Frank, J., concurring), distorted
version of plaintiff's work seeks to redress the very rights sought to be
protected by the Lanham Act, 15 U.S.C. s 1125(a), and should be recognized
as stating a cause of action under that statute. See Autry v. Republic Productions,
Inc., 213 F.2d 667 (9th Cir. 1954); Jaeger v. American Intn'l Pictures,
Inc., 330 F.Supp. 274 (S.D.N.Y.1971), which suggest the violation of such
a right if mutilation could be proven.
During the hearing on the preliminary injunction, Judge Lasker viewed the
edited version of the Monty Python program broadcast on December 26 and
the original, unedited version. After hearing argument of this appeal, this
panel also viewed and compared the two versions. We find that the truncated
version at times omitted the climax of the skits to which appellants' rare
brand of humor was leading and at other times deleted essential elements
in the schematic development of a story line.[FN12]
We therefore agree with Judge Lasker's conclusion that the edited version
broadcast by ABC impaired the integrity of appellants' work and represented
to the public as the product of appellants what was actually a mere caricature
of their talents. We believe that a valid cause of action for such distortion
exists and that therefore a preliminary injunction may issue to prevent
repetition of the broadcast prior to final determination of the issues.[FN13]
We do not share Judge Lasker's concern about the procedures by which
the appellants have pursued this action. The district court indicated agreement
with ABC that appellants were guilty of laches in not requesting a preliminary
injunction until 11 days prior to the broadcast. Our discussion above, however,
suggests that the group did not know and had no reason to believe until
late November that editing would take place. Several letters between BBC
and Monty Python's representative indicate that appellants believed that
the programs would be shown in their entirety. Furthermore, the group did
act to prevent offensive editing of the second program immediately after
viewing the tape of the first edited program. Thus we find no undue delay
in the group's failure to institute this action until they were sufficiently
advised regarding the facts necessary to support the action. In any event,
ABC has not demonstrated how it was prejudiced by any delay. See Emle Industries,
Inc. v. Patentex, Inc., 478 F.2d 562, 574 (2d Cir. 1973).
Finally, Judge Lasker denied a preliminary injunction because Monty Python
had failed to join BBC and Time-Life as indispensable parties. We do not
believe that either is an indispensable party. ABC argues that joinder of
both was required because it acted in good faith pursuant to its contractual
rights with Time-Life in broadcasting edited versions of the programs, and
Time-Life, in turn, relied upon its contract with BBC. Furthermore, ABC
argues, BBC must be joined since it owns the copyright in the recorded programs.
Even if BBC owns a copyright relevant to determination of the issues in
this case, the formalistic rule that once required all owners of a copyright
to be parties to an action for its infringement has given way to equitable
considerations. See Jaeger v. American International Pictures, supra, 330
F.Supp. at 279; 7 C. Wright & A. Miller, Federal Practice and Procedure,
s 1614. In this case, the equities to be considered under Fed.R.Civ.P. 19(a)
strongly favor appellants. Monty Python is relying solely on its copyright
in the script and on its rights as an author. No claim is being made that
Monty Python has rights derived from the copyright held by another. Compare
First Financial Marketing Services Group, Inc. v. Field Promotions, Inc.,
286 F.Supp. 295 (S.D.N.Y.1968). One of the parties is an English corporation,
and any action that appellants, a group of English writers and performers,
might have against that potential defendant would be better considered under
English law in an English court.
Complete relief for the alleged infringement and mutilation complained of
may be accorded between Monty Python and ABC, which alone broadcast the
programs in dispute. If ABC is ultimately found liable to appellants, a
permanent injunction against future broadcasts and a damage award would
satisfy all of appellants' claims. ABC's assertion that failure to join
BBC and Time-Life may leave it subject to inconsistent verdicts in a later
action against its licensors may be resolved through the process of impleader,
which ABC has thus far avoided despite a suggestion from the district court
to use that procedure. Finally, neither of the parties considered by ABC
to be indispensable has claimed any interest in the subject matter of this
litigation. See Fed.R.Civ.P. 19(a)(2).
For these reasons we direct that the district court issue the preliminary
injunction sought by the appellants.
GURFEIN, Circuit Judge (concurring):
I concur in my brother Lumbard's scholarly opinion, but I wish to comment
on the application of Section 43(a) of the Lanham Act, 15 U.S.C. s 1125(a).
I believe that this is the first case in which a federal appellate court
has held that there may be a violation of Section 43(a) of the Lanham Act
with respect to a common-law copyright. The Lanham Act is a trademark statute,
not a copyright statute. Nevertheless, we must recognize that the language
of Section 43(a) is broad. It speaks of the affixation or use of false designations
of origin or false descriptions or representations, but proscribes such
use "in connection with any goods or services." It is easy enough
to incorporate trade names as well as trademarks into Section 43(a) and
the statute specifically applies to common law trademarks, as well as registered
trademarks. Lanham Act s 45, 15 U.S.C. s 1127.
In the present case, we are holding that the deletion of portions of the
recorded tape constitutes a breach of contract, as well as an infringement
of a common-law copyright of the original work. There is literally no need
to discuss whether plaintiffs also have a claim for relief under the Lanham
Act or for unfair competition under New York law. I agree with Judge Lumbard,
however, that it may be an exercise of judicial economy to express our view
on the Lanham Act claim, and I do not dissent therefrom. I simply wish to
leave it open for the District Court to fashion the remedy.
The Copyright Act provides no recognition of the so-called droit moral,
or moral right of authors. Nor are such rights recognized in the field of
copyright law in the United States. See 1 Nimmer on Copyright, s 110.2 (1975
ed.). If a distortion or truncation in connection with a use constitutes
an infringement of copyright, there is no need for an additional cause of
action beyond copyright infringement. Id. at s 110.3. An obligation to mention
the name of the author carries the implied duty, however, as a matter of
contract, not to make such changes in the work as would render the credit
line a false attribution of authorship, Granz v. Harris, 198 F.2d 585 (2
Cir. 1952).
So far as the Lanham Act is concerned, it is not a substitute for droit
moral which authors in Europe enjoy. If the licensee may, by contract, distort
the recorded work, the Lanham Act does not come into play. If the licensee
has no such right by contract, there will be a violation in breach of contract.
The Lanham Act can hardly apply literally when the credit line correctly
states the work to be that of the plaintiffs which, indeed it is, so far
as it goes. The vice complained of is that the truncated version is not
what the plaintiffs wrote. But the Lanham Act does not deal with artistic
integrity. It only goes to misdescription of origin and the like. See Societe
Comptoir De L'Industrie Cotonniere Etablissements Boussac v. Alexander's
Dept. Stores, Inc., 299 F.2d 33, 36 (2 Cir. 1962).
The misdescription of origin can be dealt with, as Judge Lasker did below,
by devising an appropriate legend to indicate that the plaintiffs had not
approved the editing of the ABC version.[FN1]
With such a legend, there is no conceivable violation of the Lanham Act.
If plaintiffs complain that their artistic integrity is still compromised
by the distorted version, their claim does not lie under the Lanham Act,
which does not protect the copyrighted work itself but protects only against
the misdescription or mislabelling.
So long as it is made clear that the ABC version is not approved by the
Monty Python group, there is no misdescription of origin. So far as the
content of the broadcast itself is concerned, that is not within the proscription
of the Lanham Act when there is no misdescription of the authorship.
I add this brief explanation because I do not believe that the Lanham Act
claim necessarily requires the drastic remedy of permanent injunction. That
form of ultimate relief must be found in some other fountainhead of equity
jurisprudence.
to majority opinion
FN1. Appellant
Gilliam is an American citizen residing in England.
FN2. The Agreement
provides:
V. When script alterations are necessary it is the intention of the BBC
to make every effort to inform and to reach agreement with the Writer. Whenever
practicable any necessary alterations (other than minor alterations) shall
be made by the Writer. Nevertheless the BBC shall at all times have the
right to make
(a) minor alterations and
(b) such other alterations as in its opinion are necessary in order to avoid
involving the BBC in legal action or bringing the BBC into disrepute. Any
decision under (b) shall be made at a level not below that of Head of Department.
It is however agreed that after a script has been accepted by the BBC alterations
will not be made by the BBC under (b) above unless
(i) the Writer, if available when the BBC requires the alterations to be
made, has been asked to agree to them but is not willing to do so and (ii)
the Writer has had, if he so requests and if the BBC agrees that time permits
if rehearsals and recording are to proceed as planned, an opportunity to
be represented by the Writers' Guild of Great Britain (or if he is not a
member of the Guild by his agent) at a meeting with the BBC to be held within
at most 48 hours of the request (excluding weekends). If in such circumstances
there is no agreement about the alterations then the final decision shall
rest with the BBC. Apart from the right to make alterations under (a) and
(b) above the BBC shall not without the consent of the Writer or his agent
(which consent shall not be unreasonably withheld) make any structural alterations
as opposed to minor alterations to the script, provided that such consent
shall not be necessary in any case where the Writer is for any reason not
immediately available for consultation at the time which in the BBC's opinion
is the deadline from the production point of view for such alterations to
be made if rehearsals and recording are to proceed as planned.
FN3. ABC has not
argued that the principles of section 7 do not apply because Monty Python's
copyright in its unpublished script is a common law copyright rather than
a statutory copyright, which can exist only after publication. In any event,
we find that the same principles discussed below with respect to derivative
works adapted from material in which there is a statutory copyright also
apply to material in which there is a common law copyright. See RCA Mfg.
Co. v. Whiteman, 114 F.2d 86, 88 (2d Cir.), cert. denied, 311 U.S. 712,
61 S.Ct. 393, 85 L.Ed. 463 (1940); 17 U.S.C. s 2. The law is apparently
unsettled with respect to whether a broadcast of a recorded program constitutes
publication of that program and the underlying script so as to divest the
proprietor of the script of his common law copyright. See 1 M. Nimmer, Copyright
ss 56.3, 57. Arguably, once the scriptwriter obtains the economic benefit
of the recording and the broadcast, he has obtained all that his common
law copyright was intended to secure for him; thus it would not be unfair
to find that publication of the derivative work divested the script of its
common law protection. On the other hand, several types of performances
from scripts have been held not to constitute divestive publication, see,
e.g., Uproar Co. v. NBC, 81 F.2d 373 (1st Cir. 1936), and it is unclear
whether a broadcast of the recording in itself constitutes publication.
See M. Nimmer, supra, s 56.3. Since ABC has not objected to Monty Python's
assertion of common law copyright in an unpublished script, we need not
entertain the question on this appeal from denial of a preliminary injunction.
We leave initial determination of this perplexing question to the district
court in its determination of all the issues on the merits. This disposition
is especially proper in view of the fact that, apart from the copyright
claims, there will be a trial of the unfair competition claim.
FN4. Thus, a leading
commentator on the subject concludes: If the copyright owner of an underlying
work limits his consent for its use in a derivative work to a given medium
(e. g. opera), the copyright owner of the derivative work may not exploit
such derivative work in a different medium (e. g. motion pictures) to the
extent the derivative work incorporates protectible material from the underlying
work. 1 M. Nimmer, Copyright s 45.3.
FN5. Furthermore,
the court in Ilyin specifically limited the theory to the situation in which
ratification was used against a third-party infringer who claimed the proprietor
of the derivative work had no copyright in the underlying work. In this
case, however, the proprietor of the underlying work, rather than the alleged
infringer, contests the ratification.
FN6. The scriptwriters'
agreement, of course, concerns the recorded program as well as the script.
BBC's rights under the agreement involve primarily the licensing of the
recorded program, not the script itself. Thus, the scriptwriters' agreement
would have been the proper and expected place to find any intended authorization
for editing of the recorded program.
FN7. McGuire v.
United Artists Television Productions, Inc., 254 F.Supp. 270 (S.D.Cal.1966),
cited by appellee for the proposition that failure of a writer explicitly
to reserve control over a recording of his script automatically forfeits
that control, is inapposite. That case involved the question of whether
a writer who had been granted an undetermined measure of "creative
control" over the script could prevent editing of the film for insertion
of commercials. The court found only that the parties had reached no agreement
on the scope of the writer's "creative control." Here, however,
that scope is clearly delineated by the agreement that retains for appellants
those rights not granted to BBC, and hence, to BBC's licensees. In a performer's
agreement between Monty Python and BBC, the group warranted that any manuscript
that it provided to BBC for performance would be either "original material
of (its) own which (it) is fully at liberty to use for all purposes of this
Agreement . . . or original material which (it) is fully at liberty to use
for all purposes of this Agreement by reason of (its) holding all necessary
licenses or permissions." ABC contends that somehow this clause provides
an implicit right to edit for commercial television because that act would
be consistent with the warranty that the parties are "fully at liberty"
to use the scripts for any purpose. Judge Lasker found that the performer's
agreement was wholly irrelevant to the issue of a preliminary injunction.
While we need not express any opinion on that ruling at this time, it is
obvious from a reading of the contract that the sole purpose of the clause
relied upon by ABC is to hold BBC harmless from a claim by any party that
the Monty Python scripts infringe upon another work.
FN8. We also note
that broadcast of the Monty Python specials was scheduled by ABC for an
11:30 p. m. to 1:00 a. m. time slot.
FN9. Indeed, the
scriptwriters' agreement permitted BBC to make "minor" changes
without consulting Monty Python. See note 2, supra.
FN10. That statute
provides in part:
Any person who shall affix, apply, or annex, or use in connection with any goods or services, . . . a false designation of origin, or any false description or representation . . . and shall cause such goods or services to enter into commerce . . . shall be liable to a civil action by any person . . . who believes that he is or is likely to be damaged by the use of any such false description or representation.