; ;
;
PLANNED PARENTHOOD OF THE COLUMBIA/WILLAMETTE INC.; PORTLAND
FEMINIST WOMEN'S HEALTH CENTER; ROBERT CRIST, M.D.; WARREN M. HERN, M.D.;
ELIZABETH NEWHALL, M.D.; JAMES NEWHALL, M.D., Plaintiffs-Appellees, and KAREN
SWEIGERT, M.D., Plaintiff, v. AMERICAN COALITION OF LIFE ACTIVISTS; ADVOCATES
FOR LIFE MINISTRIES; MICHAEL BRAY; ANDREW BURNETT; DAVID A. CRANE; TIMOTHY PAUL
DRESTE; MICHAEL B. DODDS; JOSEPH L. FOREMAN; CHARLES ROY MCMILLAN; STEPHEN P.
MEARS; BRUCE EVAN MURCH; CATHERINE RAMEY; DAWN MARIE STOVER; CHARLES WYSONG,
Defendants, and MONICA MIGLIORINO MILLER; DONALD TRESHMAN,
Defendants-Appellants. PLANNED PARENTHOOD OF THE COLUMBIA/WILLAMETTE INC.;
PORTLAND FEMINIST WOMEN'S HEALTH CENTER; ROBERT CRIST, M.D.; WARREN M. HERN,
M.D.; ELIZABETH NEWHALL, M.D.; JAMES NEWHALL, M.D., Plaintiffs-Appellees, and
KAREN SWEIGERT, M.D., Plaintiff, v. AMERICAN COALITION OF LIFE ACTIVISTS;
ADVOCATES FOR LIFE MINISTRIES; MICHAEL BRAY; ANDREW BURNETT; DAVID A. CRANE;
TIMOTHY PAUL DRESTE; JOSEPH L. FOREMAN; STEPHEN P. MEARS; MONICA MIGLIORINO
MILLER; CATHERINE RAMEY; DAWN MARIE STOVER; DONALD TRESHMAN; CHARLES WYSONG,
Defendants, and MICHAEL DODDS; CHARLES ROY MCMILLAN; BRUCE EVAN MURCH,
Defendants-Appellants. PLANNED PARENTHOOD OF THE COLUMBIA/WILLAMETTE INC.;
PORTLAND FEMINIST WOMEN'S HEALTH CENTER; ROBERT CRIST, M.D.; WARREN M. HERN,
M.D.; ELIZABETH NEWHALL, M.D.; JAMES NEWHALL, M.D., Plaintiffs-Appellees, and
KAREN SWEIGERT, M.D., Plaintiff, v. AMERICAN COALITION OF LIFE ACTIVISTS;
ADVOCATES FOR LIFE MINISTRIES; MICHAEL BRAY; ANDREW BURNETT; DAVID A. CRANE;
MICHAEL DODDS; CHARLES ROY MCMILLAN; STEPHEN P. MEARS; MONICA MIGLIORINO MILLER;
BRUCE EVAN MURCH; CATHERINE RAMEY; DAWN MARIE STOVER; DONALD TRESHMAN,
Defendants, and TIMOTHY PAUL DRESTE; JOSEPH L. FOREMAN; CHARLES WYSONG,
Defendants-Appellants. PLANNED PARENTHOOD OF THE COLUMBIA/WILLAMETTE INC.;
PORTLAND FEMINIST WOMEN'S HEALTH CENTER; ROBERT CRIST, M.D.; WARREN M. HERN,
M.D.; ELIZABETH NEWHALL, M.D.; JAMES NEWHALL, M.D., Plaintiffs-Appellees, and
KAREN SWEIGERT, M.D., Plaintiff, v. AMERICAN COALITION OF LIFE ACTIVISTS;
ADVOCATES FOR LIFE MINISTRIES; MICHAEL BRAY; ANDREW BURNETT; DAVID A. CRANE;
CATHERINE RAMEY; DAWN MARIE STOVER, Defendants-Appellants, and TIMOTHY PAUL
DRESTE; MICHAEL DODDS; JOSEPH L. FOREMAN; CHARLES ROY MCMILLAN; STEPHEN P.
MEARS; MONICA MIGLIORINO MILLER; BRUCE EVAN MURCH; DONALD TRESHMAN; CHARLES
WYSONG, Defendants. PLANNED PARENTHOOD OF THE COLUMBIA/WILLAMETTE INC.; PORTLAND
FEMINIST WOMEN'S HEALTH CENTER; ROBERT CRIST, M.D.; WARREN M. HERN, M.D.;
ELIZABETH NEWHALL, M.D.; JAMES NEWHALL, M.D., Plaintiffs-Appellees, v. AMERICAN
COALITION OF LIFE ACTIVISTS; ADVOCATES FOR LIFE MINISTRIES; MICHAEL BRAY; ANDREW
BURNETT; DAVID A. CRANE; TIMOTHY PAUL DRESTE; MICHAEL B. DODDS; JOSEPH L.
FOREMAN; CHARLES ROY MCMILLAN; BRUCE EVAN MURCH; CATHERINE RAMEY; DAWN MARIE
STOVER; DONALD TRESHMAN; CHARLES WYSONG, Defendants. PAUL DEPARRIE,
Movant-Appellant. PLANNED PARENTHOOD OF THE COLUMBIA/WILLAMETTE INC.; PORTLAND
FEMINIST WOMEN'S HEALTH CENTER; ROBERT CRIST, M.D.; WARREN M. HERN, M.D.;
ELIZABETH NEWHALL, M.D.; JAMES NEWHALL, M.D.; KAREN SWEIGERT, M.D., individually
and on behalf of all persons similarly situated, Plaintiffs-Appellees, v.
AMERICAN COALITION OF LIFE ACTIVISTS; ADVOCATES FOR LIFE MINISTRIES; MICHAEL
BRAY; ANDREW BURNETT; DAVID CRANE; TIMOTHY PAUL DRESTE; MICHAEL DODDS; JOSEPH L.
FOREMAN; CHARLES ROY MCMILLAN; MONICA MIGLIORINO MILLER; BRUCE EVAN MURCH;
CATHERINE RAMEY; DAWN MARIE STOVER; DONALD TRESHMAN; CHARLES WYSONG,
Defendants-Appellants.
No. 99-35320, No. 99-35325, No. 99-35327, No. 99-35331, No.
99-35333, No. 99-35405
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
244 F.3d 1007; 2001 U.S. App. LEXIS 4974; 2001 Cal. Daily Op.
Service 2473; 2001 Daily Journal DAR 3099
September 12, 2000, Argued; September 15, 2000 *,
Submitted
* Following oral argument, we deferred submission and
encouraged the parties to settle. We asked the parties to notify us within 48
hours if negotiations were progressing and more time was needed. Having heard
nothing by close of business on September 14, 2000, we ordered the case
submitted.
March 28, 2001, Filed
PRIOR HISTORY: [**1] Appeal from the
United States District Court for the District of Oregon. D.C. No.
CV-95-01671-REJ. Robert E. Jones, District Judge, Presiding.
DISPOSITION: VACATED and REMANDED with
instructions that district court dissolve injunction and enter judgment for
defendants on all counts.
PROCEDURAL POSTURE:
Defendant abortion activists appealed a jury verdict and injunction
from the United States District Court for the District of Oregon in plaintiff
doctors' action alleging threatening statements violated state and federal law,
including the Freedom of Access to Clinic Entrances Act of 1994. Defendants
asserted their speech was protected by U.S. Const. amend. I.
OVERVIEW: The speech involved use
of posters and disseminated information singling out doctors who provided
abortion services. On appeal, the court held that by singling out plaintiffs,
defendants called them to the unfriendly attention of violent anti-abortion
activists. By publishing their addresses, defendants made it easier for any
would-be terrorists to carry out violence against plaintiffs. A jury instruction
provided that a statement was a "true threat" when a reasonable person making
the statement would foresee that the statement would be interpreted by those to
whom it was communicated as a serious expression of an intent to bodily harm or
assault. But such an instruction was usually used where the source of the
threatened violence was not an issue. Public speeches advocating violence were
given substantially more leeway under U.S. Const. amend. I than privately
communicated threats. Defendants' statements carefully avoided threatening
plaintiffs with harm and did not ask that others do so. The speech did not
incite imminent lawless action. All the statements were made in the context of
public discourse, not in direct personal communications.
OUTCOME: The judgment was vacated
and remanded with instructions to dissolve the injunction and enter judgment for
defendants on all counts. Posters did not provoke imminent lawless action and
were made in a public forum. While defendants named their targets, the speech
said nothing about planning to harm them and did not call on others to do so.
CORE TERMS: doctor, violence, First Amendment,
speaker, abortion, activist, poster, violent, boycott, anti-abortion, website,
clinic, rally, acts of violence, future violence, unprotected, injunction,
target, per curiam, threatening, hyperbole, assault, harmed, wounded, message,
killed, jury instruction, notice of appeal, communicated, incitement
Constitutional Law : Fundamental Freedoms :
Freedom of Speech : Political Speech
|
In the context of freedom of speech, courts call
statements "true threats" to distinguish them from statements that are
threatening on their face but could only be understood, under the
circumstances, as hyperbole or jokes. |
COUNSEL:
Christopher A. Ferrara, American Catholic Lawyers Association Inc., Ramsey, New
Jersey, argued the cause for all Appellants, and submitted a brief on behalf of
appellant Donald J. Treshman.
Maria T. Vullo, Paul, Weiss,
Rifkind, Wharton & Garrison, New York, New York, argued the cause for
Appellees.
Stephen J. Safranek, Thomas More Center for Law &
Justice, Ann Arbor, Michigan, for Appellants American Coalition of Life
Activists, Advocates for Life Ministries, Andrew Burnett, David Crane, Catherine
Ramey, Michael Bray and Dawn Stover.
Robert M. O'Neil, for amicus
curiae Thomas Jefferson Center for the Protection of Free Expression,
Charlottesville, Virginia, in support of reversal.
Paul deParrie,
Portland, Oregon, amicus curiae, in support of reversal.
Michael
H. Simon, Perkins Coie LLP, Portland, Oregon, for amicus curiae ACLU Foundation
of Oregon, Inc., in support of affirmance.
Susan
[**2] M.
Popik, Chapman, Popik & White, San Francisco, California, for amici curiae
Feminist Majority Foundation, Center for Reproductive Law and Policy, National
Abortion and Reproductive Rights Action League and NARAL Foundation, National
Abortion Federation, National Coalition of Abortion Providers, National
Organization for Women Foundation, NOW Legal Defense and Education Fund,
National Women's Health Foundation, Northwest Women's Law Center, Physicians for
Reproductive Choice and Health, and Women's Law Project, in support of
affirmance.
Richard Blumenthal, Attorney General of Connecticut,
for amici curiae Connecticut, Arizona, California, Colorado, Hawaii, Kansas,
Montana, Nevada, New York, Oklahoma, Oregon and Washington, in support of
affirmance.
Erwin Chemerinsky, University of Southern California
Law School, Los Angeles, California, for amici curiae Anti-Defamation League,
the American Jewish Committee, Hadassah, the Women's Zionist Organization of
America, Inc., in support of affirmance.
JUDGES: Before: Alex Kozinski and Andrew J.
Kleinfeld, Circuit Judges, and William W Schwarzer, District Judge. ** Opinion
by Judge Kozinski.
** The Honorable William
W Schwarzer, United States Senior District Judge for the Northern District of
California, sitting by designation.
[**3] OPINIONBY: Alex Kozinski
OPINION: [*1012] KOZINSKI, Circuit
Judge:
Anti-abortion activists intimidated abortion providers by
publishing their names and addresses. A jury awarded more than $ 100 million in
actual and punitive damages against the activists, and the district court
enjoined their speech. We consider whether such speech is protected by the First
Amendment.
I During a 1995 meeting called to
mark the anniversary of Roe v. Wade, 410 U.S. 113, 35 L. Ed. 2d 147, 93 S. Ct.
705 (1973), the American Coalition of Life Activists (ACLA) unveiled a poster
listing the names and addresses of the "Deadly Dozen," a group of doctors who
perform abortions. In large print, the poster declared them guilty of "crimes
against humanity" and offered $ 5,000 for information leading to the "arrest,
conviction and revocation of license to practice medicine." The poster was later
published in an affiliated magazine, Life Advocate, and distributed at ACLA
events.
Later that year, in front of the St. Louis federal courthouse,
ACLA presented a second poster, this time targeting Dr. Robert Crist. The poster
accused Crist of crimes against humanity and various acts of medical
malpractice,
[**4] including a botched abortion that
caused the death of a woman. Like the Deadly Dozen List, the poster included
Crist's home and work addresses, and in addition, featured his photograph. The
poster offered $ 500 to "any ACLA organization that successfully persuades Crist
to turn from his child killing through activities within ACLA guidelines" (which
prohibit violence).
In January 1996, at its next Roe anniversary event,
ACLA unveiled a series of dossiers it had compiled on doctors, clinic employees,
politicians, judges and other abortion rights supporters. ACLA dubbed these the
"Nuremberg Files, "and announced that it had collected the pictures, addresses
and other information in the files so that Nuremberg-like war crimes trials
could be conducted in "perfectly legal courts once the tide of this nation's
[*1013] opinion turns against the wanton
slaughter of God's children." ACLA sent hard copies of the files to Neal
Horsley, an anti-abortion activist, who posted the information on a website. n1
The website listed the names of
doctors and others who provide or
support abortion and called on visitors to supply additional names. n2 The
website marked the names of those already victimized
[**5] by anti-abortion
terrorists, striking through the names of those who had been murdered and
graying out the names of the wounded. Although ACLA's name originally appeared
on the website, Horsley removed it after the initiation of this lawsuit.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n1 Plaintiffs did not sue Horsley, but the district court
concluded that Horsley was an agent of ACLA and other defendants as well as a
co-conspirator. See Planned Parenthood of the Columbia/Willamette, Inc. v.
American Coalition of Life Activists, 41 F. Supp. 2d 1130, 1152 (D. Or. 1999).
In addition, the court found that the defendants came up with the idea for the
webpage and sent Horsley much of its content. See id. at 1152-53.
n2 In
addition to plaintiffs, the Nuremberg Files website identifies dozens of clinic
employees and public figures as abortion supporters (and future war crimes
defendants), including six current members of the Supreme Court, Bill Clinton,
Al Gore, Janet Reno, Jack Kevorkian, C. Everett Koop, Mary Tyler Moore, Whoopi
Goldberg and, for reasons unknown, Retired Justice Byron White. See Roe, 410
U.S. at 121 (White, J., dissenting).
- - - - - - - - - - - - - -
- - -End Footnotes- - - - - - - - - - - - - - - - -
[**6] Neither the
posters nor the website contained any explicit threats against the doctors. But
the doctors knew that similar posters prepared by others had preceded clinic
violence in the past. By publishing the names and addresses, ACLA robbed the
doctors of their anonymity and gave violent anti-abortion activists the
information to find them. The doctors responded to this unwelcome attention by
donning bulletproof vests, drawing the curtains on the windows of their homes
and accepting the protection of U.S. Marshals.
Some of the doctors went
on the offensive. Along with two Portland-based health centers, the doctors sued
ACLA, twelve activists and an affiliated organization, alleging that their
threatening statements violated state and federal law, including the Freedom of
Access to Clinic Entrances Act of 1994 (FACE), 18 U.S.C. § 248. n3 Because the
doctors claimed they were harmed by defendants' speech, the district court
instructed the jury that defendants could only be liable if their statements
were "true threats" and therefore unprotected by the First Amendment. n4 In a
special verdict, the jury found that all the statements were true threats and
awarded
[**7] the doctors $ 107 million in actual
and punitive damages. n5 The district court then issued an injunction barring
defendants from making or distributing the posters, the webpage or anything
similar. ACLA and the other defendants appeal,
[*1014] claiming that their
statements are protected by the First Amendment. n6
- - - - - - -
- - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n3
Specifically, they alleged violations of the Racketeer Influenced and Corrupt
Organizations Act (RICO), 18 U.S.C. § 1962, the Oregon Racketeer Influenced and
Corrupt Organizations Act, Or. Rev. Stat. § 166.720, and the state tort of
intentional infliction of emotional distress. The state law claims were
abandoned before trial, and the district court submitted to the jury only the
FACE and RICO claims.
n4 We call statements "true threats" to
distinguish them from statements that are threatening on their face but could
only be understood, under the circumstances, as hyperbole or jokes. For example,
in Watts v. United States, 394 U.S. 705, 22 L. Ed. 2d 664, 89 S. Ct. 1399 (1969)
(per curiam), the Supreme Court held that the defendant's statement that "if
they ever make me carry a rifle the first man I want to get in my sights is
L.B.J.," was not a true threat. Id. at 706, 708 (internal quotation marks and
citation omitted). It was instead "political hyperbole ...a kind of very crude
offensive method of stating a political opposition to the President." Id. at 708
(internal quotation marks omitted).
[**8] n5 The jury held that
defendants Michael Bray and Donald Treshman were not liable under RICO. Although
the district court had previously found Bray in default because of his refusal
to comply with discovery orders, the court later set aside the default and
entered judgment against Bray on the FACE claim based on the verdict.
n6
In No. 99-35333, Paul deParrie, a non-party, moves to intervene in the appeal
because he was enjoined as an employee and agent of one of the defendant
organizations, the Advocates for Life Ministries (ALM). See Fed. R. Civ. P.
65(d). DeParrie relies on Keith v. Volpe, 118 F.3d 1386, 1391 (9th Cir. 1997),
but that case dealt with a situation where a non-party sought to appeal a
judgment that would not otherwise have been appealed by the parties. The
question then was whether someone who is not a party might take the legally
operative step of filing a notice of appeal. Here, all of the losing parties
have appealed and deParrie's proposed participation is in the nature of an
amicus. We therefore construe deParrie's motion as one to participate as an
amicus curiae and grant it.
In No. 99-35320 and No. 99-35405, a former
defendant, Monica Migliorino Miller, filed a notice of appeal of the injunction
with which the district court ordered she be served. At plaintiffs' request, the
district court had dismissed Miller from the suit before trial and so she was
not herself enjoined. The injunction applies to her only insofar as she is an
agent or employee of defendants, and so she has no independent standing to
appeal. Her notice of appeal is therefore ordered stricken.
- - -
- - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**9] II
A. Extreme rhetoric and violent action have marked many
political movements in American history. Patriots intimidated loyalists in both
word and deed as they gathered support for American independence. John Brown and
other abolitionists, convinced that God was on their side, committed murder in
pursuit of their cause. In more modern times, the labor, anti-war, animal rights
and environmental movements all have had their violent fringes. As a result,
much of what was said even by nonviolent participants in these movements
acquired a tinge of menace.
The Supreme Court confronted this problem in
NAACP v. Claiborne Hardware Co., 458 U.S. 886, 73 L. Ed. 2d 1215, 102 S. Ct.
3409 (1982). There, a group of white-owned businesses sued the NAACP and others
who organized a civil rights boycott against the stores. To give the boycott
teeth, activists wearing black hats stood outside the stores and wrote down the
names of black patrons. After these names were read aloud at meetings and
published in a newspaper, sporadic acts of violence were committed against the
persons and property of those on the list. At one public rally, Charles Evers, a
boycott organizer, threatened
[**10] that boycott breakers would be
"disciplined" and warned that the sheriff could not protect them at night. See
id. at 902. At another rally, Evers stated, "If we catch any of you going in any
of them racist stores, we're gonna break your damn neck." See id. The
Mississippi courts held the boycott organizers liable based on Evers's
statements and the activities of the black-hatted activists.
The Supreme
Court acknowledged that Evers's statements could be interpreted as inviting
violent retaliation, "or at least as intending to create a fear of violence
whether or not improper discipline was specifically intended." Id. at 927
(emphasis added). Nevertheless, it held that the statements were protected
because there was insufficient evidence that Evers had "authorized, ratified, or
directly threatened acts of violence." Id. at 929. Nor was publication of the
boycott violators' names a sufficient basis for liability, even though
collecting and publishing the names contributed to the atmosphere of
intimidation that had harmed plaintiffs. See id. at 925-26. While Charles Evers
and the defendants in our case pursued
[**11] very different
political goals, the two cases have one key thing in common: Political activists
used words in an effort to bend opponents to their will.
The First
Amendment protects ACLA's statements no less than the statements of the NAACP.
Defendants can only be held liable if they "authorized, ratified, or directly
threatened" violence. If defendants threatened to commit violent acts, by
working alone or with others, then their statements could properly support
[*1015] the verdict. But if their
statements merely encouraged unrelated terrorists, then their words are
protected by the First Amendment.
Political speech may not be punished
just because it makes it more likely that someone will be harmed at some unknown
time in the future by an unrelated third party. In Brandenburg v. Ohio, 395 U.S.
444, 23 L. Ed. 2d 430, 89 S. Ct. 1827 (1969) (per curiam), the Supreme Court
held that the First Amendment protects speech that encourages others to commit
violence, unless the speech is capable of "producing imminent lawless action. "
Id. at 447. It doesn't matter if the speech makes future violence more likely;
advocating "illegal action at some indefinite future
[**12] time" is protected.
Hess v. Indiana, 414 U.S. 105, 108, 38 L. Ed. 2d 303, 94 S. Ct. 326 (1973) (per
curiam). If the First Amendment protects speech advocating violence, then it
must also protect speech that does not advocate violence but still makes it more
likely. Unless ACLA threatened that its members would themselves assault the
doctors, the First Amendment protects its speech. n7
- - - - - -
- - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n7
If such statements were unprotected threats, newspapers might face liability for
publishing stories that increased the likelihood that readers would harm
particular persons, for example by disclosing the identity of mobsters in hiding
or convicted child molesters. This would permit the imposition of liability for
the mere publication of news, dramatically undercutting the freedom
constitutionally accorded to the press. Cf. New York Times Co. v. Sullivan, 376
U.S. 254, 270, 11 L. Ed. 2d 686, 84 S. Ct. 710 (1964) (recognizing the need to
protect our "profound national commitment to the principle that debate on public
issues should be uninhibited, robust, and wide-open").
- - - - -
- - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**13]
B. ACLA's speech no doubt frightened the doctors, but
the constitutional question turns on the source of their fear. n8 The doctors
might have understood the statements as veiled threats that ACLA's members (or
others working with ACLA) would inflict bodily harm on the doctors unless they
stopped performing abortions. So interpreted, the statements are unprotected by
the First Amendment, regardless of whether the activists had the means or intent
to carry out the threats. See United States v. Orozco-Santillan, 903 F.2d 1262,
1265 n. 3 (9th Cir. 1990). So long as they should have foreseen that the doctors
would take the threats seriously, the speech is unlawful. See id. at 1265. n9
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n8 It is not unlawful to say things that frighten other
people. A doctor who discloses an adverse prognosis often instills fear in the
patient and his family; predicting a future event--" That bus is about to hit
your child!"--can cause the listener intense apprehension. Yet such statements
are not (and cannot be made) unlawful. Nor does it matter that the speaker makes
the statement for the very purpose of causing fear. Let's say your malicious
neighbor sees your house is burning. He calls you at work and announces: "Your
house is on fire!" This may scare you--it may have no other purpose--yet it is
lawful because it is speech and does not fall within one of the narrow
categories the Supreme Court has held is unprotected under the First Amendment.
The matter is more complicated where the speech is intended to
intimidate the listener into changing his conduct. Blackmail and extortion--the
threat that the speaker will say or do something unpleasant unless you take, or
refrain from taking, certain actions--are not constitutionally protected. See,
e.g., Watts, 394 U.S. 705, 22 L. Ed. 2d 664, 89 S. Ct. 1399. On the other hand,
the statement, "If you smoke cigarettes you will die of lung cancer," is
protected, even though its purpose is to scare you into quitting smoking. So is,
"If you mess around with Tom's girlfriend, he'll break your legs," unless the
speaker is sent by Tom. The difference is this: In the case of blackmail and
extortion, you are given to understand that, unless you do what's asked of you,
the speaker himself (or someone acting on his behalf) will bring about that
which you abhor; in the other examples, the speaker has no control over the
adverse consequences and merely predicts what is likely to happen if you act (or
refrain from acting) in a particular way.
[**14] n9 Our case
law has not been entirely consistent as to whether a speaker may be penalized
for negligently uttering a threat or whether he must have specifically intended
to threaten. Compare Orozco-Santillan, 903 F.2d at 1265 ("Whether a particular
statement may properly be considered to be a threat is governed by an objective
standard--whether a reasonable person would foresee that the statement would be
interpreted by those to whom the maker communicates the statement as a serious
expression of intent to harm or assault."), with United States v. Gilbert
(Gilbert I), 813 F.2d 1523, 1529 (9th Cir. 1987) ("[Gilbert] correctly
identifies the element of intent specified in section 3631 as the determinative
factor separating protected expression from unprotected criminal behavior
....The statute's requirement of intent to intimidate serves to insulate the
statute from unconstitutional application to protected speech. "(citation
omitted)). While we believe that Gilbert I states the correct rule, the result
here is the same under either standard. We therefore presume that the less
speech-protective standard of Orozco-Santillan applies.
- - - - -
- - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**15]
But the statements might also have scared the doctors in another way. By
[*1016] singling out the plaintiffs from
among the thousands across the country who are involved in delivering abortion
services, ACLA called them to the unfriendly attention of violent anti-abortion
activists. And by publishing the doctors' addresses, ACLA made it easier for any
would-be terrorists to carry out their gruesome mission. n10 From the doctors'
point of view, such speech may be just as frightening as a direct threat, but it
remains protected under Claiborne Hardware.
- - - - - - - - - - -
- - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n10 We need
not decide here whether the First Amendment would protect defendants from a suit
for invasion of privacy, because plaintiffs do not claim damages based solely on
the publication of private facts, namely their addresses and telephone numbers.
Cf. Anderson v. Fisher Broadcasting Cos., 300 Ore. 452, 712 P.2d 803, 807 (Or.
1986) (recognizing a tort for invasion of privacy when the tortfeasor has the
specific intent to cause plaintiff severe mental or emotional distress and such
conduct exceeds "the farthest reach of socially tolerable behavior").
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - -
- -
[**16] The jury would be entitled
to hold defendants liable if it understood the statements as expressing their
intention to assault the doctors but not if it understood the statements as
merely encouraging or making it more likely that others would do so. But the
jury instruction was ambiguous on this critical point. The instruction provided
that "[a] statement is a 'true threat' when a reasonable person making the
statement would foresee that the statement would be interpreted by those to whom
it is communicated as a serious expression of an intent to bodily harm or
assault." Jury Instruction No. 10, at 14. This instruction was consistent with
our previous threat cases. See Lovell v. Powell Unified Sch. Dist., 90 F.3d 367,
372 (9th Cir. 1996). But in those previous cases, there was no need to emphasize
that threats must be direct because the speakers themselves made it perfectly
clear that they would be the ones to carry out the threats. n11 Under the
instruction in this case, the jury could have found the anti-abortion activists
liable based on the fact that, by publishing the doctors' names, the activists
made it more likely that the doctors would be harmed by third
[**17]
parties.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - -
- - - - - - - - - - - -
n11 See, e.g., Lovell, 90 F.3d at 369 (student
told administrator, "I'm going to shoot you"); Melugin v. Hames, 38 F.3d 1478,
1481 (9th Cir. 1994) (civil defendant sent letter to judge threatening to kill
him); Orozco-Santillan, 903 F.2d at 1264 (arrestee threatened INS agent at his
arrest and during subsequent phone calls); United States v. Gilbert (Gilbert
II), 884 F.2d 454, 455-56 (9th Cir. 1989) (white supremacist mailed a letter to
the head of an inter-racial adoption agency, condemning her occupation and
enclosing posters suggesting he would commit violence against inter-racial
couples and ethnic minorities); United States v. Mitchell, 812 F.2d 1250, 1252
(9th Cir. 1987) (defendant told Secret Service agents he was going to kill them
and the President); Roy v. United States, 416 F.2d 874, 875 (9th Cir. 1969)
(marine called the White House and said he was going to kill the President). The
instruction continues to be good law in cases where the source of the threatened
violence is not an issue.
- - - - - - - - - - - - - - - - -End
Footnotes- - - - - - - - - - - - - - - - -
[**18] This is not
a fanciful possibility. The record contains much evidence that the doctors were
frightened, at least in part, because they anticipated that their unwelcome
notoriety could expose them to physical attacks from third parties unrelated to
defendants. For example, plaintiff Dr. Elizabeth Newhall testified, "I feel like
my risk comes from being identified as a target. And ...all the John Salvis in
the world know who I am, and that's my concern." n12 Testimony of Elizabeth
Newhall, Planned Parenthood of the Columbia/Willamette,
[*1017] Inc. v. American Coalition of Life
Activists, No. CV 95-01671-JO, at 302 (D. Or. Jan. 8, 1999); see also id. at 290
("Up until January of '95, I felt relatively diluted by the--you know, in the
pool of providers of abortion services. I didn't feel particularly visible to
the people who were--you know, to the John Salvis of the world, you know. I sort
of felt one of a big, big group."). Likewise, Dr. Warren Martin Hern, another
plaintiff, testified that when he heard he was on the list, "I was terrified
....It's hard to describe the feeling that--that you are on a list of people
to--who have been brought to public attention in this way.
[**19] I
felt that this was a--a list of doctors to be killed." Testimony of Warren
Martin Hern, Planned Parenthood, No. CV 95-01671-JO, at 625 (Jan. 11, 1999).
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n12 In December 1994, John Salvi killed two clinic workers
and wounded five others in attacks on two clinics in Brookline, Massachusetts;
Salvi later fired shots at a clinic in Norfolk, Virginia before he was
apprehended. Salvi is not a defendant in this case.
- - - - - - -
- - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
Were
the instruction taken literally, the jury could have concluded that ACLA's
statements contained "a serious expression of intent to harm," not because they
authorized or directly threatened violence, but because they put the doctors in
harm's way. However, the First Amendment does not permit the imposition of
liability on that basis.
C. Although the jury
instruction was ambiguous, we need not decide whether the ambiguity was so great
as to require us to set aside the verdict. Even if the jury drew only the
permissible inference, we must evaluate the record for ourselves to ensure that
the
[**20] judgment did not trespass on the
defendants' First Amendment rights. Specifically, we must determine whether
ACLA's statements could reasonably be construed as saying that ACLA (or its
agents) would physically harm doctors who did not stop performing abortions.
Because the district court rejected the First Amendment claim, we conduct a de
novo review of both the law and the relevant facts. See Lovell, 90 F.3d at 370.
The question therefore is not whether the facts found below are supported by the
record but whether we, looking at the record with fresh eyes, make the same
findings. If we disagree with the district court, our findings prevail. See
Eastwood v. National Enquirer, Inc., 123 F.3d 1249, 1252 (9th Cir. 1997).
We start by noting that none of the statements ACLA is accused of making
mention violence at all. While pungent, even highly offensive, ACLA's statements
carefully avoid threatening the doctors with harm "in the sense that there are
no 'quotable quotes' calling for violence against the targeted providers."
Planned Parenthood of the Columbia/Willamette, Inc. v. American Coalition of
Life Activists, 23 F. Supp. 2d 1182, 1186 (D. Or. 1998).
[**21]
Instead, ACLA offers rewards to those who take nonviolent measures against the
doctors, such as seeking the revocation of their medical licenses and protesting
their activities. One poster talks about persuading Crist to "turn from his
child killing," but stops short of suggesting any violence or other criminal
conduct against him. The website seeks to gather information about abortion
supporters and encourages others to do the same. ACLA also speaks of future
"perfectly legal" Nuremberg-like trials, to be held at a time when public
opinion has turned in its favor.
We recognize that the words actually
used are not dispositive, because a threat may be inferred from the context in
which the statements are made. n13 However,
[*1018] there are at least
two kinds of ambiguity that context can resolve. The first deals with statements
that call for violence on their face, but are unclear as to who is to commit the
violent acts--the speaker or a third party. All cases of which we are aware fall
into this category: They hold that, where the speaker expressly mentions future
violence, context can make it clear that it is the speaker himself who means to
carry out the threat. See note 13
[**22] supra.
- - - - - - -
- - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n13
See, e.g., Orozco-Santillan, 903 F.2d at 1265 ("Alleged threats should be
considered in light of their entire factual context, including the surrounding
events and reaction of the listeners."); Gilbert II, 884 F.2d at 457 ("The fact
that a threat is subtle does not make it less of a threat."). Other courts have
also recognized that ambiguous language may still constitute a threat. See
United States v. Dinwiddie, 76 F.3d 913, 925 (8th Cir. 1996) (holding that an
anti-abortion activist, who had previously used force against clinic personnel,
threatened Dr. Crist when she screamed at him on numerous occasions that he
could be killed if he kept on committing abortions); United States v. Malik, 16
F.3d 45, 49 (2d Cir. 1994) (finding a threat where defendant sent letters to a
federal appellate judge suggesting he would use force against the panel unless
it reversed its decision); United States v. Khorrami, 895 F.2d 1186, 1193 (7th
Cir. 1990) (holding that defendant made a threat by repeatedly making
anti-Semitic phone calls to a Jewish organization and sending it letters calling
for the deaths of Israeli leaders).
- - - - - - - - - - - - - - -
- -End Footnotes- - - - - - - - - - - - - - - - -
[**23] A more
difficult problem arises when the statements, like the ones here, not only fail
to threaten violence by the defendants, but fail to mention future violence at
all. n14 Can context supply the violent message that language alone leaves out?
While no case answers this question, we note important theoretical objections to
stretching context so far. Context, after all, is often not of the speaker's
making. For example, the district court in this case admitted evidence of
numerous acts of violence surrounding the abortion controversy, almost none of
them committed by the defendants or anyone connected with them. n15 In the
jury's eyes, then, defendants' statements were infused with a violent meaning,
at least in part, because of the actions of others. If this were a permissible
inference, it could have a highly chilling effect on public debate on any cause
where somebody, somewhere has committed a violent act in connection with that
cause. A party who does not intend to threaten harm, nor say anything at all
suggesting violence, would risk liability by speaking out in the midst of a
highly charged environment.
- - - - - - - - - - - - - - - - -
-Footnotes- - - - - - - - - - - - - - - - - -
n14 The defendants come
closest to suggesting violence on the webpage, where the names of the murdered
doctors are stricken and the wounded ones are grayed. We read the striketype and
graying as the equivalent of marking "killed" or "wounded" next to the names.
This clearly reports past violent acts and may connote approval. But it cannot
fairly be read as calling for future violence against the several hundred other
doctors, politicians, judges and celebrities on the list; otherwise any
statement approving past violence could automatically be construed as calling
for future violence.
[**24] n15 Defendants objected to
admission of much of this evidence and press their objections on appeal. Given
our ruling on the merits, we need not pass on this issue. Nothing we say,
therefore, should be construed as approving the district court's evidentiary
rulings.
- - - - - - - - - - - - - - - - -End Footnotes- - - - -
- - - - - - - - - - - -
In considering whether context could import a
violent meaning to ACLA's non-violent statements, we deem it highly significant
that all the statements were made in the context of public discourse, not in
direct personal communications. Although the First Amendment does not protect
all forms of public speech, such as statements inciting violence or an imminent
panic, the public nature of the speech bears heavily upon whether it could be
interpreted as a threat. n16 As we held in McCalden v. California Library Ass'n,
955 F.2d 1214 (9th Cir. 1992), "public speeches advocating violence" are given
substantially more leeway under the First Amendment than "privately communicated
threats." Id. at 1222; see also Orozco-Santillan,
[*1019] 903 F.2d at 1265
("Although a threat must be 'distinguished from
[**25] what is
constitutionally protected speech, 'this is not a case involving statements with
a political message." (quoting Watts v. United States, 394 U.S. 705, 707, 22 L.
Ed. 2d 664, 89 S. Ct. 1399 (1969) (per curiam)).
- - - - - - - -
- - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n16 The
doctors do not claim that ACLA's speech amounted to incitement. To rise to
incitement, the speech must be capable of "producing imminent lawless action."
Brandenburg, 395 U.S. at 447. Here, the statements were made at public rallies,
far away from the doctors, and before an audience that included members of the
press. ACLA offered rewards to those who stopped the doctors at "some indefinite
future time," Hess, 414 U.S. at 108, and the ambiguous message was hardly what
one would say to incite others to immediately break the law. Finally, the
statements were not in fact followed by acts of violence. See Claiborne
Hardware, 458 U.S. at 928 ("Had [the speech] been followed by acts of violence,
a substantial question would be presented" as to incitement, but "when such
appeals do not incite lawless action, they must be regarded as protected
speech.").
- - - - - - - - - - - - - - - - -End Footnotes- - - -
- - - - - - - - - - - - -
[**26] There are two reasons for
this distinction: First, what may be hyperbole in a public speech may be
understood (and intended) as a threat if communicated directly to the person
threatened, whether face-to-face, by telephone or by letter. In targeting the
recipient personally, the speaker leaves no doubt that he is sending the
recipient a message of some sort. In contrast, typical political statements at
rallies or through the media are far more diffuse in their focus because they
are generally intended, at least in part, to shore up political support for the
speaker's position.
Second, and more importantly, speech made through
the normal channels of group communication, and concerning matters of public
policy, is given the maximum level of protection by the Free Speech Clause
because it lies at the core of the First Amendment. See Claiborne Hardware, 458
U.S. at 926-27 ("Since respondents would impose liability on the basis of a
public address--which predominantly contained highly charged political rhetoric
lying at the core of the First Amendment--we approach this suggested basis of
liability with extreme care."). With respect to such speech, we must defer to
the
[**27] well-recognized principle that
political statements are inherently prone to exaggeration and hyperbole. See
Watts, 394 U.S. at 708 ("The language of the political arena ...is often
vituperative, abusive, and inexact. "(citation omitted)). If political discourse
is to rally public opinion and challenge conventional thinking, it cannot be
subdued. Nor may we saddle political speakers with implications their words do
not literally convey but are later "discovered "by judges and juries with the
benefit of hindsight and by reference to facts over which the speaker has no
control.
Our guiding light, once again, is Claiborne Hardware. There,
Charles Evers expressly threatened violence when he warned the boycott violators
that "we're gonna break your damn necks," and that the sheriff could not protect
them from retribution. See 458 U.S. at 902. Evers made these statements at a
time when there had already been violence against the boycott breakers. Evers
did not himself identify specific individuals to be disciplined, but his
associates had gathered and published the names, and there's no doubt that the
black community in the small Mississippi county
[**28] where the boycott
was taking place knew whom Evers was talking about. The Supreme Court held that,
despite his express call for violence, and the context of actual violence,
Evers's statements were protected, because they were quintessentially political
statements made at a public rally, rather than directly to his targets. See id.
at 928-29.
If Charles Evers's speech was protected by the First
Amendment, then ACLA's speech is also protected. n17 Like Evers, ACLA did not
communicate privately with its targets; the statements were made in public fora.
And, while ACLA named its targets, it said nothing about planning to harm them;
indeed, it did not even call on others to do so. This stands in contrast to the
words of Charles Evers, who explicitly warned his targets that they would suffer
broken necks and other physical harm. Under the standard
[*1020] of Claiborne Hardware, the jury's
verdict cannot stand. n18
- - - - - - - - - - - - - - - - -
-Footnotes- - - - - - - - - - - - - - - - - -
n17 We cannot distinguish
this case from Claiborne Hardware on the ground that the speech is aimed at
impeding abortions, which are constitutionally protected against government
interference. The speech in Claiborne Hardware likewise sought to prevent lawful
conduct--black citizens' patronage of white stores--that the government could
not ban without violating the Equal Protection Clause. The Constitution protects
rights against government interference; it doesn't justify the suppression of
private speech that tries to deter people from exercising those rights.
[**29]
n18 For precisely the same reasons, the district court could not enjoin
the defendants based upon such protected statements. We must therefore vacate
the injunction as well.
- - - - - - - - - - - - - - - - -End
Footnotes- - - - - - - - - - - - - - - - -
VACATED and
REMANDED with instructions that the district court dissolve the
injunction and enter judgment for the defendants on all counts.