Report April 2009

Status Report, ICP Project

Field Research Methodology

Status

• Developed first draft of Field Research Methodology
  • Field Research Methodology: The initial draft has evolved to fit the specifics of each specific field.
• Developed mapping tool and some toy models for fields
  • Foundational data (BGP)
  • Narratives (BGP)
  • Tools (BGP)
  • Textbooks (EM)
• Developed first draft of Questionnaire for Commons-Based Case Studies
• A deeper Work on methodology has been put on temporary hold to focus on researching specific fields.
• After some research, we abandoned the idea of a standard “Questionnaire for Interviews”, and we are developing informal interviews (through email, call conferences and meetings) with experts (scholars and market) from the different fields. We may go back to a quantitative strategy through standard interviews in a second phase of the project, when the descriptive part of each area is more developed.

Next Steps

• Field Research Methodology: Compare how the questions are being used or are being helpful in each field to make sure the questions are still the same across fields of study. Improve questions language;
• Mapping Tool: Formalize methodology and develop clearer criteria;
• Develop a good and uniformed approach to field definition to be used for all vertical fields. This should be enough to present a clean definition of each field and a clean exclusion of issues we will not be focused on;
• Define types of research deliverables for each field.

Alternative Energy

Research Methodology in use

• Literature review
• Business School Cases review
• Media review: Area Specific Blogs and News
• Market databases and reports review
• Interviews:
  • Eric Lammers - (Principal at ArcLight Capital Partners LLC - Private equity focused in AE) - Interviewed on April 15
  • Prof. Susskind (MIT) - Email sent
  • Prof. Dworkin (Vermont Law) - Email sent
  • Other possible names:
    • Thomas Ackermann
    • Jeremy M. Firestone
    • Peter Mandelstam
    • Walt Musial
    • Ryan Wiser
• Participation in Events
  • Structuring an Energy Technology Revolution, April 23, Carol and Silas

Next Steps

• Develop methodologies to asses innovation in the field, and if this goes toward closedness or openss:
  • A list of foreign technologies in use by USA companies and the USA efforts to develop national technology. After a first assessment, decide if there are interesting case studies;
  • Find court cases of patent infringement in Alternative energy, and if this is a relevant issue in the field. After a first assessment, decide if there are interesting case studies;
  • ??

Biotechnology, Genomics, and Proteomics

General Status

• Good progress in completing our general study of the field. We have developed an extensive bibliography, and have offered initial answers to most of the field research questions. However, big holes remain in some of the most important areas related to actors that are developing strategies around openness, and some answers remain cursory. Our objective now is to fill in the details, provide specific examples to justify our claims, be sure we are covering the literature we need to review;
• The division of the industry into data; narratives and tools proved very useful and ideal to this field;
• Toy mapping models were developed in Foundational Data, Narratives and Tools;
• The idea for two papers, which would accompanied the first phase report, were developed: “Sage - A Merck Project” - focused on the historical of data-sharing strategies - and “A brief history of license practices in BGP - the case of PCR” - focused on licensing strategies on a breakthrough technology. However, just the former will be developed this time in co-authorship with John Wilbanks, from Science commons and part of the Sage Board.

Work Completed

• We have fairly extensive research in the following areas:
  • Overview of Economics of Intellectual Property in BGP
  • Overall picture of the BGP field
  • Outputs and Products of the field: data, narratives, and tools produced by the BGP field
  • IP Profile of Universities working in BGP
  • IP Profile of Biggest for-profit companies in BGP: data and narrative producers
  • Commons based cases in BGP

Work Remaining

• Our research remains weak in the following areas:
  • Legal tools available for and in use by the actors of BGP field
  • Competitive advantages in BGP
  • IP Profile of non-profit companies in BGP
  • IP Profile of Associations in BGP
  • Peer-Production Business models in BGP
  • Open Business models in BGP
  • IP Profile of Biggest for-profit companies in BGP: tool producers

Research Methodology in use:

• Literature review
• Business School Cases review
• Media review: Area Specific Blogs and News
• Market databases and reports review
• Interviews
  • John Wilbanks (SC) - Interviewed in April
  • Fiona Murray (MIT) - Meeting scheduled for May, 7th
• Participation in Events
  • Open Innovation Workshop at MIT in May - Yochai and Carol

Problems and Considerations

• In answering questions related to Commons-based, peer-production, and open business models in BGP, there simply is not a lot of publicly available content online. To find out whether and how BGP actors are engaging in open models we will develop a series of interviews. For that, we will start to work in a list of potential interviewees.
• xxx

Next Steps

• Keep literature review;
• develop Interviews strategy for information we could not find in secondary sources;
• xxx

Educational Materials

Research Methodology in use

• Literature review
• Business School Cases review
• Media review: Area Specific Blogs and News
• Market databases and reports review
• Interviews
  • Nicole Allen, Make Textbooks Affordable - Feb, 2009
  • Diane Harley, Ph.D., Director, Higher Education in the Digital Age Project, Center for Studies in Higher Education, UC Berkeley - Feb, 2009
  • Jonathan Emmons, Community Development Specialist Connexions (http://cnx.org) - Mar,2009
  • Joel Thierstein, Executive Director Connexions - Email sent

Next Steps

• Keep literature review;
• Develop Interviews strategy for information we could not find in secondary sources;
• xxx

Telecommunication

General Status

• Good progress in completing our general study of the field. Expect to have a first draft of 5-10 page overview narrative, with tables and figures, in the next couple weeks
• Need to assemble more systematic bibliography and better document sources for this narrative
• Have initial case study candidates, with principle sources identified for a subset of those.
• Need to post identified case sources to wiki

Work Completed

• We have fairly extensive research in the following areas:
  • Overview of Economics of Intellectual Property in Telecom
  • Overall picture of the Telecom field
  • Outputs and Products of the Field (in the BGP taxonomy, tools + an additional category, services)
  • Profile of Biggest for-profit companies in Telecom (which seem by the far the most important actrs, other than associations, which are really just aggregations of the for profits)
  • Profile of non-profit companies in Telecom (none that I have found)
  • Legal tools available for and in use by the actors in Telecom (patents, with various licensing strategies)
  • Competitive advantages in Telecom (though more so for operators than for vendors)
  • Initial identification of interesting cases

Work Remaining

• Our research remains weaker in the following areas:
  • Deeper Understanding of Associations and Standard Setting Arrangments in Telecom
  • University and Other Public Sector (incl. military) Role
  • Deep Dive into Specific Cases

Research Methodology in use

• Literature review
• Business School Cases review
• Media review: Area Specific Blogs and News
• Market databases and reports review
• Interviews
• Participation in Events

Problems and Considerations

• Need to make sure work is fully documented and in a condition to hand off easily starting in a couple weeks, and remains in that condition

Next Steps

• Draft field overview narrative
• Post better bibliographies
• Fill in research gaps, perhaps including a few focused interviews